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HEICO CORP — Director's Dealing 2019
Mar 5, 2019
30075_dirs_2019-03-05_d98e86ae-ea10-4ade-b6fc-e87630611b67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2019-03-01
Reporting Person: MENDELSON ERIC A (Director, Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-01 | Common Stock | M | 381470 | $10.9786 | Acquired | 1213132 | Direct |
| 2019-03-01 | Common Stock | F | 177200 | $93.76 | Disposed | 1035932 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-01 | Option (Right to purchase Common Stock) | $10.9786 | M | 381470 | Disposed | 2020-09-13 | Common Stock (381470.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 342008 | Direct |
| Common Stock | 15227 | Indirect |
| Class A Common Stock | 10078 | Indirect |
| Common Stock | 285798 | Indirect |
| Class A Common Stock | 224785 | Indirect |
| Common Stock | 392718 | Indirect |
| Common Stock | 4522 | Indirect |
| Class A Common Stock | 5204 | Indirect |
| Common Stock | 111165 | Indirect |
| Class A Common Stock | 105741 | Indirect |
| Class A Common Stock | 9366 | Indirect |
| Common Stock | 1312 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Common Stock) | $15.9351 | 2021-09-12 | Common Stock (305176.0) | 305176 | Direct |
| Option (Right to purchase Common Stock) | $21.4098 | 2023-06-10 | Common Stock (122070.0) | 122070 | Direct |
| Option (Right to purchase Common Stock) | $29.6704 | 2025-06-08 | Common Stock (97656.0) | 97656 | Direct |
| Option (Right to purchase Common Stock) | $24.9498 | 2025-12-14 | Common Stock (97656.0) | 97656 | Direct |
| Option (Right to purchase Common Stock) | $44.9638 | 2027-03-17 | Common Stock (195313.0) | 195313 | Direct |
| Option (Right to purchase Common Stock) | $70.656 | 2028-03-16 | Common Stock (125000.0) | 125000 | Direct |
| Option (Right to purchase Class A Common Stock) | $15.4501 | 2023-06-10 | Class A Common Stock (122070.0) | 122070 | Direct |
Footnotes
F1: Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F2: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F3: Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated March 1, 2019.
F5: Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F6: These options are exercisable at 20% per year over five years from the date of grant.