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HEICO CORP — Director's Dealing 2018
Mar 15, 2018
30075_dirs_2018-03-15_75ff3d0b-6124-47c0-a4d3-4f9b45ba60a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2018-03-14
Reporting Person: MENDELSON ERIC A (Director, Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-14 | Common Stock | M | 381470 | $10.3521 | Acquired | 842030 | Direct |
| 2018-03-14 | Common Stock | F | 176700 | $90.07 | Disposed | 665330 | Direct |
| 2017-12-20 | Class A Common Stock | G | 16063 | — | Disposed | 194628 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-14 | Option (Right to purchase Common Stock) | $10.3521 | M | 381470 | Disposed | 2019-09-14 | Common Stock (381470.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 273607 | Direct |
| Common Stock | 12183 | Indirect |
| Class A Common Stock | 8064 | Indirect |
| Common Stock | 228644 | Indirect |
| Common Stock | 314175 | Indirect |
| Common Stock | 3619 | Indirect |
| Class A Common Stock | 4166 | Indirect |
| Common Stock | 88694 | Indirect |
| Class A Common Stock | 84335 | Indirect |
| Class A Common Stock | 7494 | Indirect |
Footnotes
F1: All shares reflect the impact of a 5-for-4 stock split that was effected on January 18,2018
F2: Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F3: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F4: Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F5: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated March 13, 2018.
F6: Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).
F7: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 381,470 shares of Common Stock at an exercise price of $10.3521 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 14, 2019.