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HEICO CORP — Director's Dealing 2018
Jul 13, 2018
30075_dirs_2018-07-13_1b8ecb38-6766-4b9a-a18a-c977a0a6dad8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2018-07-11
Reporting Person: SCHRIESHEIM ALAN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-11 | Class A Common Stock | M | 16041 | $0.323 | Acquired | 16041 | Direct |
| 2018-07-11 | Class A Common Stock | M | 19306 | $0.5713 | Acquired | 35347 | Direct |
| 2018-07-11 | Class A Common Stock | S | 5347 | $62.5945 | Disposed | 30000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-11 | Option (Right to purchase Class A Common Stock) | $0.323 | M | 16041 | Disposed | Class A Common Stock (16041.0) | Direct | |
| 2018-07-11 | Option (Right to purchase Class A Common Stock) | $0.5713 | M | 19306 | Disposed | Class A Common Stock (19306.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8933 | Indirect |
| Class A Common Stock | 6416 | Indirect |
| Class A Common Stock | 10488 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Common Stock) | $0.323 | Common Stock (113044.0) | 113044 | Direct | |
| Option (Right to purchase Common Stock) | $0.5713 | Common Stock (193049.0) | 193049 | Direct | |
| Option (Right to purchase Class A Common Stock) | $0.2434 | Class A Common Stock (36945.0) | 36945 | Direct |
Footnotes
F1: All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.
F2: Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F3: Represents shares held by the estate of deceased spouse.
F4: These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
F5: All shares reflect the impact of 5-for-4 stock splits that were effected on January 18, 2018 and June 28, 2018.