Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HEICO CORP Director's Dealing 2016

Mar 28, 2016

30075_dirs_2016-03-28_5a971ed2-4f87-426b-9394-8db82942e326.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2016-03-24

Reporting Person: SCHRIESHEIM ALAN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-24 Common Stock M 3000 $0.6309 Acquired 3000 Direct
2016-03-24 Common Stock S 3000 $59.3517 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-24 Option (Right to purchase Common Stock) $0.6309 M 3000 Disposed Common Stock (3000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4575 Indirect
Class A Common Stock 5370 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (Right to purchase Common Stock) $1.1158 Common Stock (98841.0) 98841 Direct
Option (Right to purchase Class A Common Stock) $0.4754 Class A Common Stock (20221.0) 20221 Direct
Option (Right to purchase Class A Common Stock) $0.6309 Class A Common Stock (81839.0) 81839 Direct
Option (Right to purchase Class A Common Stock) $1.1158 Class A Common Stock (61876.0) 61876 Direct

Footnotes

F1: Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).

F2: Represents shares held by the estate of deceased spouse.

F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 60,890 shares of Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.

F4: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 98,841 shares of Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.

F5: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 20,221 shares of Class A Common Stock at an exercise price of $.4754 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.

F6: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 81,839 shares of Class A Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.

F7: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 61,876 shares of Class A Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.