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HEICO CORP — Director's Dealing 2014
Nov 13, 2014
30075_dirs_2014-11-13_4ad1c21a-3956-42df-9f0a-d0ff969ed676.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2014-10-31
Reporting Person: Walker Steven M (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 937 | Direct |
| Common Stock | 3440 | Indirect |
| Class A Common Stock | 3035 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock) | $21.9853 | 2021-03-28 | Class A Common Stock (9766.0) | 9766 | Direct |
| Option (Right to purchase Class A Common Stock) | $24.672 | 2022-09-14 | Class A Common Stock (6250.0) | 6250 | Direct |
| Option (Right to purchase Class A Common Stock) | $40.792 | 2023-09-23 | Class A Common Stock (6250.0) | 6250 | Direct |
Footnotes
F1: Includes 187 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F2: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2014 and includes 659 shares of Common Stock and 577 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 9,766 shares of Class A Common Stock at an exercise price of $21.9853 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on March 28, 2021.
F4: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 6,250 shares of Class A Common Stock at an exercise price of $24.6720 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 14, 2022.
F5: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 6,250 shares of Class A Common Stock at an exercise price of $40.7920 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 23, 2023.