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HEICO CORP — Director's Dealing 2014
Nov 13, 2014
30075_dirs_2014-11-13_c4beef04-dfe7-46db-a6a8-88109e5811ca.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2014-10-31
Reporting Person: Macau Carlos L (EVP-CFO & Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3750 | Direct |
| Common Stock | 418 | Indirect |
| Class A Common Stock | 427 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock) | $25.008 | 2022-06-01 | Class A Common Stock (62500.0) | 62500 | Direct |
| Option (Right to purchase Class A Common Stock) | $25.024 | 2022-06-18 | Class A Common Stock (15625.0) | 15625 | Direct |
| Option (Right to purchase Class A Common Stock) | $30.176 | 2023-06-10 | Class A Common Stock (31250.0) | 31250 | Direct |
Footnotes
F1: Includes 750 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F2: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2014 and includes 57 shares of Common Stock and 58 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 62,500 shares of Class A Common Stock at an exercise price of $25.0080 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 1, 2022.
F4: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 15,625 shares of Class A Common Stock at an exercise price of $25.0240 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 18, 2022.
F5: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 31,250 shares of Class A Common Stock at an exercise price of $30.1760 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.