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HEICO CORP — Director's Dealing 2013
Dec 6, 2013
30075_dirs_2013-12-06_1f38180f-1411-4ee8-9832-b334eea1277e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI/HEI.A)
CIK: 0000046619
Period of Report: 2013-10-31
Reporting Person: Harlow William S (VP-Acquisitions)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 707 | Indirect |
| Class A Common Stock | 915 | Indirect |
| Common Stock | 1118 | Indirect |
| Class A Common Stock | 5073 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock) | $24.672 | 2022-09-14 | Class A Common Stock (6250) | 6250 | Direct |
Footnotes
F1: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2013 and includes 141 shares of Common Stock and 183 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F2: Represents shares held for the benefit of the Reporting Person by an individual IRA account based on the account statement as of October 31, 2013 and includes 224 shares of Common Stock and 1,015 shares of Class A Common Stock acquired by the Reporting Person on October 23, 2013 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 6,250 shares of Class A Common Stock at an exercise price of $24.672 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on September 14, 2022.