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HEICO CORP — Director's Dealing 2012
Jun 15, 2012
30075_dirs_2012-06-15_8bb9f493-062e-4454-8dfc-b3c58702e05a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2012-05-23
Reporting Person: MENDELSON VICTOR H (Director, Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-23 | Common Stock | G | 1195 | — | Disposed | 438455 | Direct |
| 2012-06-13 | Class A Common Stock | M | 976 | $5.9486 | Disposed | 148402 | Direct |
| 2012-06-13 | Class A Common Stock | M | 8789 | $6.0043 | Disposed | 157191 | Direct |
| 2012-06-13 | Class A Common Stock | F | 4722 | $31.4599 | Disposed | 152469 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-13 | Option (right to purchase Class A Common Stock | $5.9486 | M | 976 | Disposed | 2012-06-17 | Class A Common Stock (976) | Direct |
| 2012-06-13 | Option (right to purchase Class A Common Stock) | $6.0043 | M | 8789 | Disposed | 2012-06-17 | Class A Common Stock (8789) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 125212 | Indirect |
| Common Stock | 70663 | Indirect |
| Common Stock | 1952 | Indirect |
| Class A Common Stock | 5216 | Indirect |
| Common Stock | 34634 | Indirect |
| Class A Common Stock | 31985 | Indirect |
Footnotes
F1: Amount of Securities beneficially owned by the Reporting Person includes 87,930 shares of Common Stock and 29,485 shares of Class A Common Stock acquired by the Reporting Person on April 25, 2012 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F2: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person and includes 25,042 shares of Class A Common Stock acquired on April 25, 2012 upon receipt of shares distributed by Issuer pursuant to a 5 for 4 stock split.
F3: Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person and includes 14,132 shares of Class A Common Stock acquired on April 25, 2012 upon receipt of shares distributed by Issuer pursuant to a 5 for 4 stock split.
F4: Includes 390 shares of Common Stock and 1,043 shares of Class A Common Stock acquired on April 25, 2012 upon receipt of shares distributed by Issuer pursuant to a 5 for 4 stock split.
F5: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated June 13, 2012.
F6: In addition, the Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 476,563 shares of Common Stock and 39,066 shares of Class A Common Stock, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and have various expiration dates