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HEICO CORP — Director's Dealing 2012
Dec 14, 2012
30075_dirs_2012-12-14_68a738fe-37ef-401a-89f7-1b1b55e38de1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2012-12-12
Reporting Person: MENDELSON ERIC A (Director, Co- President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-12 | Class A Common Stock | M | 16114 | $2.8672 | Acquired | 133288 | Direct |
| 2012-12-12 | Class A Common Stock | M | 13673 | $4.0354 | Acquired | 146961 | Direct |
| 2012-12-12 | Class A Common Stock | M | 9279 | $4.003 | Acquired | 156240 | Direct |
| 2012-12-12 | Class A Common Stock | F | 16796 | $34.44 | Disposed | 139444 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $2.8672 | M | 16114 | Disposed | 2013-03-17 | Class A Common Stock (16114) | Direct |
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $4.0354 | M | 13673 | Disposed | 2013-03-17 | Class A Common Stock (13673) | Direct |
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $4.003 | M | 9279 | Disposed | 2013-03-17 | Class A Common Stock (9279) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 364592 | Direct |
| Class A Common Stock | 125212 | Indirect |
| Common Stock | 160858 | Indirect |
| Common Stock | 1853 | Indirect |
| Class A Common Stock | 2134 | Indirect |
| Common Stock | 42079 | Indirect |
| Class A Common Stock | 39067 | Indirect |
Footnotes
F1: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
F2: Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated December 12, 2012.
F4: In addition, the Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 476,563 shares of Common Stock which become exercisable on various dates and have various expiration dates.