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HEICO CORP — Director's Dealing 2012
Dec 14, 2012
30075_dirs_2012-12-14_dfcc53c9-826a-4646-9343-ad2d8a10c88e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2012-12-12
Reporting Person: IRWIN THOMAS S (Sr Exec VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-12 | Class A Common Stock | M | 1055 | $2.8672 | Acquired | 10835 | Direct |
| 2012-12-12 | Class A Common Stock | M | 2788 | $4.0345 | Acquired | 13623 | Direct |
| 2012-12-12 | Class A Common Stock | M | 9688 | $2.816 | Acquired | 23311 | Direct |
| 2012-12-12 | Class A Common Stock | M | 6001 | $4.003 | Acquired | 29312 | Direct |
| 2012-12-12 | Class A Common Stock | F | 8331 | $34.44 | Disposed | 20981 | Direct |
| 2012-12-12 | Common Stock | M | 27864 | $4.0354 | Acquired | 64015 | Direct |
| 2012-12-12 | Common Stock | M | 60029 | $4.003 | Acquired | 124044 | Direct |
| 2012-12-12 | Common Stock | F | 37186 | $43.53 | Disposed | 86858 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $2.8672 | M | 1055 | Disposed | 2013-03-17 | Class A Common Stock (1055) | Direct |
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $4.0354 | M | 2788 | Disposed | 2013-03-17 | Class A Common Stock (2788) | Direct |
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $2.816 | M | 9688 | Disposed | 2013-03-17 | Class A Common Stock (9688) | Direct |
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $4.003 | M | 6001 | Disposed | 2013-03-17 | Class A Common Stock (6001) | Direct |
| 2012-12-12 | Option (right to purchase Common Stock) | $4.0354 | M | 27864 | Disposed | 2013-03-17 | Common Stock (27864) | Direct |
| 2012-12-12 | Option (right to purchase Common Stock) | $4.003 | M | 60029 | Disposed | 2013-03-17 | Common Stock (60029) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 106585 | Indirect |
| Class A Common Stock | 65786 | Indirect |
| Common Stock | 70116 | Indirect |
Footnotes
F1: Represents shares held in the Irwin Family Irrevocable Trust (the Trust) whose trustee is Carrie Irwin, the Reporting Person's daughter and includes 21,317 shares of Common Stock acquired on April 25, 2012 upon receipt of shares distributed by Issuer pursuant to a 5 for 4 stock split.
F2: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k) Plan based on a plan statement dated December 12, 2012 as adjusted for stock dividends and stock splits.
F3: Includes 1956 shares of Class A Common Stock and 7,229 shares of Common Stock acquired on April 25, 2012 upon receipt of shares distributed by the Issuer pursuant to a 5 for 4 stock split.
F4: As adjusted for stock dividends and stock splits.