AI assistant
HEICO CORP — Director's Dealing 2012
Dec 14, 2012
30075_dirs_2012-12-14_26e9f987-6f07-423c-998d-88efe6121603.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2012-12-12
Reporting Person: MENDELSON VICTOR H (Director, Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-12 | Class A Common Stock | M | 16114 | $2.8672 | Acquired | 168583 | Direct |
| 2012-12-12 | Class A Common Stock | M | 13673 | $4.0354 | Acquired | 182256 | Direct |
| 2012-12-12 | Class A Common Stock | M | 9279 | $4.003 | Acquired | 191535 | Direct |
| 2012-12-12 | Class A Common Stock | F | 16796 | $34.44 | Disposed | 174739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $2.8672 | M | 16114 | Disposed | 2013-03-17 | Class A Common Stock (16114) | Direct |
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $4.0354 | M | 13673 | Disposed | 2013-03-17 | Class A Common Stock (13673) | Direct |
| 2012-12-12 | Option (right to purchase Class A Common Stock) | $4.0003 | M | 9279 | Disposed | 2013-03-17 | Class A Common Stock (9279) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 438455 | Direct |
| Class A Common Stock | 125212 | Indirect |
| Common Stock | 70663 | Indirect |
| Common Stock | 1952 | Indirect |
| Class A Common Stock | 5216 | Indirect |
| Common Stock | 34737 | Indirect |
| Class A Common Stock | 32098 | Indirect |
Footnotes
F1: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
F2: Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated December 12, 2012.
F4: In addition, the Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 476,563 shares of Common Stock . These Options become exercisable on various dates and have various expiration dates.