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HEARTLAND EXPRESS INC Director's Dealing 2018

Feb 13, 2018

32587_dirs_2018-02-13_ddf3d5cc-10c6-4511-a85b-ad0bbb8f00df.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HEARTLAND EXPRESS INC (HTLD)
CIK: 0000799233
Period of Report: 2017-12-31

Reporting Person: Ann S. Gerdin Revocable Trust (10% Owner, Co-Trustee of 10% Owner)
Reporting Person: Janssen Angela K (Co-Trustee of 10% Owner)
Reporting Person: Gerdin Ann S (10% Owner)
Reporting Person: Durr Julie J (Co-Trustee of 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-19 Common Stock G 666340 Acquired 5585627 Direct
2017-01-19 Common Stock G 453225 Acquired 6038852 Direct
2017-08-08 Common Stock G 8040 Disposed 6030812 Direct
2017-08-08 Common Stock G 2680 Acquired 38424 Indirect
2017-08-08 Common Stock G 2680 Acquired 38424 Indirect
2017-08-18 Common Stock G 354316 Acquired 6385128 Direct
2017-08-18 Common Stock G 600739 Acquired 5999553 Indirect
2017-08-22 Common Stock G 333519 Acquired 6718647 Direct
2017-08-22 Common Stock G 686580 Acquired 6686133 Indirect
2017-11-30 Common Stock G 328718 Acquired 7047365 Direct
2017-11-30 Common Stock G 807984 Acquired 7494117 Indirect
2017-12-07 Common Stock G 770194 Acquired 7817559 Direct
2017-12-07 Common Stock G 524973 Acquired 8342532 Direct
2017-12-07 Common Stock G 379845 Acquired 8722377 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5003805 Indirect
Common Stock 7813 Indirect
Common Stock 1936276 Indirect
Common Stock 681124 Direct
Common Stock 681124 Direct

Footnotes

F1: Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.

F2: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.

F3: Mrs. Durr is the trustee of trusts created for the benefit of her children. As trustee, Mrs. Durr has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.

F4: Mrs. Janssen is the trustee of trusts created for the benefit of her children. As trustee, Mrs. Janssen has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.

F5: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.

F6: Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2007 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees.

F7: Mrs. Janssen's husband owns these shares. Beneficial ownership of these shares is disclaimed.

F8: The Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are co-general partners of Gerdin Family Investments LP. None of the Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, or Mrs. Janssen has voting and dispositive powers with respect to this partnership without consent of the majority of the other co-general partners. Beneficial ownership is disclaimed except to the extent of each such reporting person's percentage ownership of general and limited partner shares in the partnership.

F9: Mrs. Janssen's directly owned shares.

F10: Mrs. Durr's directly owned shares.