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HEARTLAND EXPRESS INC — Director's Dealing 2016
Feb 4, 2016
32587_dirs_2016-02-04_3b7cbacf-ae06-48dd-908b-c39fd303a269.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HEARTLAND EXPRESS INC (HTLD)
CIK: 0000799233
Period of Report: 2015-12-31
Reporting Person: Ann S. Gerdin Revocable Trust (10% Owner, Co-Trustee of 10% Owner)
Reporting Person: Janssen Angela K (Co-Trustee of 10% Owner)
Reporting Person: Gerdin Ann S (10% Owner)
Reporting Person: Durr Julie J (Co-Trustee of 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-11 | Common Stock | G | 487780 | — | Acquired | 9306686 | Direct |
| 2014-08-11 | Common Stock | G | 181307 | — | Acquired | 9487993 | Direct |
| 2014-08-19 | Common Stock | G | 164205 | — | Acquired | 9652198 | Direct |
| 2014-08-19 | Common Stock | G | 442442 | — | Acquired | 10094640 | Direct |
| 2014-12-01 | Common Stock | G | 160213 | — | Acquired | 10254853 | Direct |
| 2014-12-12 | Common Stock | G | 918165 | — | Acquired | 11173018 | Direct |
| 2015-01-15 | Common Stock | G | 887407 | — | Acquired | 12060425 | Direct |
| 2015-06-04 | Common Stock | G | 430894 | — | Acquired | 12491319 | Direct |
| 2015-06-11 | Common Stock | G | 7800 | — | Disposed | 12483519 | Direct |
| 2015-06-11 | Common Stock | G | 2600 | — | Acquired | 32584 | Indirect |
| 2015-06-11 | Common Stock | G | 2600 | — | Acquired | 32584 | Indirect |
| 2015-08-11 | Common Stock | G | 235259 | — | Acquired | 12718778 | Direct |
| 2015-08-19 | Common Stock | G | 224939 | — | Acquired | 12943717 | Direct |
| 2015-10-09 | Common Stock | G | 370092 | — | Acquired | 13313809 | Direct |
| 2015-11-30 | Common Stock | G | 260510 | — | Acquired | 13574319 | Direct |
| 2015-12-07 | Common Stock | G | 9000000 | — | Disposed | 4574319 | Direct |
| 2015-12-18 | Common Stock | G | 1678731 | — | Acquired | 6253050 | Direct |
| 2015-12-18 | Common Stock | G | 2107282 | — | Acquired | 2669951 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4802738 | Indirect |
| Common Stock | 2043372 | Indirect |
| Common Stock | 1936276 | Indirect |
| Common Stock | 6313 | Indirect |
Footnotes
F1: The Ann S. Gerdin Revocable Trust became a 10% owner on June 30, 2014. The reported transactions represent previously unreported gifts for 2014.
F2: Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.
F3: Mrs. Durr is co-trustee over shares held by trusts created for the benefit of her children. As co-trustee, Mrs. Durr has shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.
F4: Mrs. Janssen is co-trustee over shares held by trusts created for the benefit of her children. As co-trustee, Mrs. Janssen has shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.
F5: Mrs. Durr and Mrs. Janssen are two of the beneficiaries of the 2007 Gerdin Heartland Trust. A remainder interest of 2,107,282 shares was distributed from a grantor retained annuity trust created for the benefit of Mrs. Gerdin to the 2007 Gerdin Heartland Trust. Mr. Gerdin, the third beneficiary of the 2007 Gerdin Heartland Trust, previously reported the distribution of the remainder interest.
F6: Mrs. Durr, Mrs. Janssen, and Mr. Gerdin are the beneficiaries of the 2009 Gerdin Heartland Trust. None of Mrs. Durr, Mrs. Janssen, or Mr. Gerdin has voting and dispositive powers with respect to this trust. Lawrence D. Crouse served as trustee as of the event date. Beneficial ownership is disclaimed.
F7: Mrs. Durr, Mrs. Janssen, and Mr. Gerdin are the beneficiaries of the 2005 Gerdin Children's Trust. None of Mrs. Durr, Mrs. Janssen, or Mr. Gerdin has voting and dispositive powers with respect to this trust. Lawrence D. Crouse served as trustee as of the event date. Beneficial ownership is disclaimed.
F8: The Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are co-general partners of Gerdin Family Investments LP. None of the Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, or Mrs. Janssen has voting and dispositive powers with respect to this partnership. Lawrence D. Crouse served as voting trustee over the shares represented by a voting trust certificate as of the event date. Beneficial ownership is disclaimed except to the extent of each such reporting person's percentage ownership of general and limited partner shares in the partnership. These shares have been held since 1997.
F9: Mrs. Janssen's husband owns these shares. Beneficial ownership of these shares is disclaimed.