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HeartBeam, Inc. — Director's Dealing 2025
Oct 3, 2025
34512_dirs_2025-10-02_87454c5c-dfe9-4d61-ab03-cbb413b71461.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HeartBeam, Inc. (BEAT)
CIK: 0001779372
Period of Report: 2025-07-11
Reporting Person: JAFF MICHAEL R (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75120 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Award | $0 | Common Stock (60483) | 60483 | Direct | |
| Restricted Stock Award | $0 | Common Stock (18181) | 18181 | Direct |
Footnotes
F1: These securities are restricted stock units (RSUs) granted on July 11, 2025. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of July 11, 2026, or the date of the Issuer's 2026 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
F2: RSUs do not expire, they either vest or are canceled prior to vesting date
F3: Granted Restricted Stock Units (RSU's) on September 30, 2025, one half of the total number of Shares subject to the Special RSU shall vest on the three-month anniversary of the vesting commencement date (July 1, 2025) and the remaining Shares subject to the Special RSU shall vest on the six-month anniversary of the vesting commencement date. These RSUs have been issued from the Company's 2022 Equity Incentive Plan.