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HeartBeam, Inc. — Director's Dealing 2021
Nov 12, 2021
34512_dirs_2021-11-12_ccaf755c-324c-44f8-a623-2cdae8f5614d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HeartBeam, Inc. (BEAT)
CIK: 0001779372
Period of Report: 2021-11-10
Reporting Person: Vajdic Branislav (Chief Executive Officer, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 794545 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Convertible Promissory Note | $ | Common Stock (115559) | Direct | ||
| Common Stock warrant (right to buy) | $2.75 | 2023-02-11 | Common Stock (5818) | Direct | |
| Common Stock warrant (right to buy) | $0.0003 | 2023-02-12 | Common Stock (363636) | Direct |
Footnotes
F1: 32,727 shares are held in the name of his spouse, Marijana Rakic.
F2: Represents $485,347.80 of outstanding principal and interest calculated through November 10, 2021. The note will convert into 115,559 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock (the "IPO").
F3: All of the shares subject to the warrant are fully vested and exercisable as of the date hereof.
F4: The shares subject to the warrant are exercisable upon the earliest to occur of several events, including the closing of the IPO and the Issuer having a market capitalization of at least $50,000,000 for five consecutive business days.