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HeartBeam, Inc. Director's Dealing 2021

Nov 16, 2021

34512_dirs_2021-11-15_d8227689-a29b-4088-b2ad-f26408f9173e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HeartBeam, Inc. (BEAT)
CIK: 0001779372
Period of Report: 2021-11-12

Reporting Person: DE URIOSTE GEORGE (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-12 Common Stock Option (right to buy) $4.25 A 44000 Acquired 2031-07-25 Common Stock (44000) Direct

Footnotes

F1: The option will vest one forty-eighth of the shares on each one-month anniversary of the vesting commencement date such that 100% of the shares subject to the option will be fully vested and exercisable on August 27, 2025.

F2: All shares subject to the option shall accelerate and vest in full upon the Company's termination of the optionee's engagement with the Company following a Change in Control (as defined in the agreement).