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HeartBeam, Inc. Director's Dealing 2021

Nov 16, 2021

34512_dirs_2021-11-15_e1d0a456-09c4-47ef-9457-af3cafc61a82.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HeartBeam, Inc. (BEAT)
CIK: 0001779372
Period of Report: 2021-11-11

Reporting Person: Ortigas-Wedekind Marga (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-11 Common Stock M 7824 $4.20 Acquired 7824 Indirect
2021-11-11 Common Stock P 9000 $5.99 Acquired 16824 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-11 Warrant (right to buy) $ A 9000 Acquired 2026-11-11 Common Stock (9000) Indirect

Footnotes

F1: Represents shares purchased from conversion of convertible note, principal and interest of $32,861.

F2: The underlying common stock is held by the Wedekind Living Trust, of which the Reporting Person is the trustee.

F3: The underlying warrant granted to the reporting person represents the right to purchase one share of common stock of HeartBeam, Inc.

F4: The underlying warrant is held by the Wedekind Living Trust, of which the Reporting Person is the trustee.