HeartBeam, Inc. — Director's Dealing 2021

Nov 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HeartBeam, Inc. (BEAT)
CIK: 0001779372
Period of Report: 2021-11-11

Reporting Person: Hunt Jon Patrick (Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-11	Common Stock	M	23976	$4.20	Acquired	23976	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-12	Common Stock Option (right to buy)	$4.25	A	87000	Acquired	2031-09-15	Common Stock (87000)	Direct

Footnotes

F1: Represents shares purchased from conversion of convertible note, principal and interest of $100,699.

F2: The underlying common stock is held by Jon P and Christine M Hunt.

F3: The option will vest and become exercisable with respect to 25% of the shares on the first anniversary of the vesting commencement date September 15, 2021 and one forty-eighth (1/48th) of the shares subject to the option shall vest each calendar month thereafter on the same day of the month as the vesting commencement date, such that 100% of the shares subject to the option will be fully vested and exercisable on August 15, 2025.