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HEALTHSTREAM INC Director's Dealing 2023

Oct 28, 2023

32355_dirs_2023-10-27_d5b11e44-4b17-4773-85ed-2d20895a0715.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEALTHSTREAM INC (HSTM)
CIK: 0001095565
Period of Report: 2023-10-27

Reporting Person: FRIST ROBERT A JR (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-10-27 Common Stock Holding M 479 Acquired 4756189 Direct
2023-10-27 Common Stock Holding F 117 $25.14 Disposed 4756072 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-10-27 Restricted Share Units $0 M 479 Disposed Common Stock (479) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock Holding 10000 Indirect
Common Stock Holding 10000 Indirect
Common Stock Holding 10000 Indirect
Common Stock Holding 18335 Indirect
Common Stock Holding 18334 Indirect
Common Stock Holding 18334 Indirect
Common Stock Holding 18334 Indirect
Common Stock Holding 595000 Indirect

Footnotes

F1: Shares acquired on vesting of restricted share units.

F2: Shares withheld for payment of tax liability.

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5: Not applicable.