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HEALTHSTREAM INC — Director's Dealing 2023
Oct 28, 2023
32355_dirs_2023-10-27_d5b11e44-4b17-4773-85ed-2d20895a0715.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEALTHSTREAM INC (HSTM)
CIK: 0001095565
Period of Report: 2023-10-27
Reporting Person: FRIST ROBERT A JR (Director, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-27 | Common Stock Holding | M | 479 | — | Acquired | 4756189 | Direct |
| 2023-10-27 | Common Stock Holding | F | 117 | $25.14 | Disposed | 4756072 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-27 | Restricted Share Units | $0 | M | 479 | Disposed | Common Stock (479) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Holding | 10000 | Indirect |
| Common Stock Holding | 10000 | Indirect |
| Common Stock Holding | 10000 | Indirect |
| Common Stock Holding | 18335 | Indirect |
| Common Stock Holding | 18334 | Indirect |
| Common Stock Holding | 18334 | Indirect |
| Common Stock Holding | 18334 | Indirect |
| Common Stock Holding | 595000 | Indirect |
Footnotes
F1: Shares acquired on vesting of restricted share units.
F2: Shares withheld for payment of tax liability.
F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.
F5: Not applicable.
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