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HEALTHSTREAM INC Director's Dealing 2021

Jan 28, 2021

32355_dirs_2021-01-28_19d012c3-b5ef-404e-acea-e23bff400d70.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HEALTHSTREAM INC (HSTM)
CIK: 0001095565
Period of Report: 2021-01-25

Reporting Person: Fenstermacher Scott (Senior Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Share Units $0.00 Common Stock (388) Direct
Restricted Share Units $0.00 Common Stock (1085) Direct
Restricted Share Units $0.00 Common Stock (1938) Direct
Restricted Share Units $0.00 Common Stock (2093) Direct
Restricted Share Units $0.00 Common Stock (3397) Direct

Footnotes

F1: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 388 RSU's vest on March 16, 2021.

F2: Not applicable.

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 1,085 RSU's vest on July 27, 2021.

F5: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 894 RUS's vest on March 15, 2021, and 1,044 RUS's vest on March 15, 2022.

F6: The RSU's are subject to a vesting schedule, contingent upon continued service at the time of vesting. 493 RUS's vest on March 15, 2021, 738 RSU's on March 15, 2022, and 862 RSU's vest on March 15, 2023.

F7: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.