HEALTHSTREAM INC — Director's Dealing 2021

Mar 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEALTHSTREAM INC (HSTM)
CIK: 0001095565
Period of Report: 2021-03-16

Reporting Person: GORDON FRANK (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-16	Common Stock	M	2610	$0.00	Acquired	192697	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-16	Restricted Share Units	$0.00	M	879	Disposed		Common Stock (879)	Direct
2021-03-16	Restricted Share Units	$0.00	M	786	Disposed		Common Stock (786)	Direct
2021-03-16	Restricted Share Units	$0.00	M	945	Disposed		Common Stock (945)	Direct
2021-03-17	Restricted Share Units	$0.00	A	2830	Acquired		Common Stock (2830)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	100000	Indirect
Common Stock	11386	Indirect
Common Stock	2500	Indirect
Common Stock	2500	Indirect

Footnotes

F1: Shares acquired on vesting of restricted share units.

F2: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F3: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2019 in three equal installments.

F4: Not applicable.

F5: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 15, 2020 in three equal installments.

F6: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSUs vest annually beginning March 11, 2021 in three equal installments.

F7: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2022 in three equal installments.