HEALTHSTREAM INC — Director's Dealing 2021

Dec 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEALTHSTREAM INC (HSTM)
CIK: 0001095565
Period of Report: 2021-12-29

Reporting Person: FRIST ROBERT A JR (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-29	Common Stock Holding	D	93607	—	Disposed	4762843	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock Holding	10000	Indirect
Common Stock Holding	10000	Indirect
Common Stock Holding	10000	Indirect
Common Stock Holding	18335	Indirect
Common Stock Holding	18334	Indirect
Common Stock Holding	18334	Indirect
Common Stock Holding	18334	Indirect
Common Stock Holding	595000	Indirect

Footnotes

F1: On December 29, 2021, Robert A. Frist, Jr., the chief executive officer and chairman of HealthStream, Inc. (the "Company"), contributed 86,494 of his shares of Company common stock to the Company without any consideration paid to Mr. Frist. This contribution is for the benefit of over 1,000 employees, excluding executives, vice presidents, or associate vice presidents. The Company has approved the grant of that same number of shares contributed by Mr. Frist under its 2016 Omnibus Incentive Plan to these employees. It is contemplated that these shares, which will not be subject to any vesting conditions, will be issued on December 29, 2021. In addition, on December 29, 2021, Mr. Frist contributed an additional 7,113 shares to the Company, without consideration paid to Mr. Frist, which amount is equivalent to the estimated Company costs associated with the equity grants, such as administrative expenses and employer payroll taxes, which will be associated with the grants.