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HEALTHSTREAM INC — Director's Dealing 2017
Mar 20, 2017
32355_dirs_2017-03-20_d6ff05da-30db-42ab-a14f-db512cabec38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEALTHSTREAM INC (HSTM)
CIK: 0001095565
Period of Report: 2017-03-20
Reporting Person: GORDON FRANK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-20 | Common Stock | M | 2668 | $0.00 | Acquired | 129529 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-20 | Restricted Share Units | $0.00 | M | 745 | Disposed | Common Stock (745) | Direct | |
| 2017-03-20 | Restricted Share Units | $0.00 | M | 848 | Disposed | Common Stock (848) | Direct | |
| 2017-03-20 | Restricted Share Units | $0.00 | M | 1075 | Disposed | Common Stock (1075) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Indirect |
| Common Stock | 11386 | Indirect |
| Common Stock | 2500 | Indirect |
| Common Stock | 2500 | Indirect |
Footnotes
F1: Shares acquired on vesting of restricted share units.
F2: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F3: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 11, 2015 in three equal installments.
F4: Not applicable.
F5: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 10, 2016 in three equal installments.
F6: The RSU's are subject to a three year vesting schedule, contingent upon continued service at the time of vesting. The RSU's vest annually beginning March 17, 2017 in three equal installments.