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HEALTHSTREAM INC — Director's Dealing 2016
Mar 21, 2016
32355_dirs_2016-03-21_804fcce5-e7f7-4156-8c2c-635a89d66c62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEALTHSTREAM INC (HSTM)
CIK: 0001095565
Period of Report: 2016-03-17
Reporting Person: FRIST ROBERT A JR (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-18 | Common Stock | M | 2955 | $0.00 | Acquired | 5107390 | Direct |
| 2016-03-18 | Common Stock | F | 786 | $20.20 | Disposed | 5106604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-18 | Restricted Share Units | $0.00 | M | 1500 | Disposed | Common Stock (1500) | Direct | |
| 2016-03-18 | Restricted Share Units | $0.00 | M | 785 | Disposed | Common Stock (785) | Direct | |
| 2016-03-18 | Restricted Share Units | $0.00 | M | 670 | Disposed | Common Stock (670) | Direct | |
| 2016-03-17 | Restricted Share Units | $0.00 | A | 5663 | Acquired | Common Stock (5663) | Direct |
Footnotes
F1: Shares acquired on vesting of restricted share units.
F2: Shares withheld for payment of tax liability.
F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
F4: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 18, 2014, 20% vest on March 18, 2015, 30% vest on March 18, 2016, and the remaining 35% vest on March 18, 2017.
F5: Not applicable.
F6: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2015, 20% vest on March 11, 2016, 30% vest on March 11, 2017, and the remaining 35% vest on March 11, 2018.
F7: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 10, 2016, 20% vest on March 10, 2017, 30% vest on March 10, 2018, and the remaining 35% vest on March 10, 2019.
F8: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.