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HEALTHEQUITY, INC. Director's Dealing 2023

Jul 7, 2023

30722_dirs_2023-07-07_0d9fc069-2bb6-47e7-8748-a7bf2caf34ea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEALTHEQUITY, INC. (HQY)
CIK: 0001428336
Period of Report: 2023-07-05

Reporting Person: Neeleman Stephen (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-07-05 Common Stock F 317 $62.1782 Disposed 73199 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 203000 Indirect
Common Stock 568735 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $14 2024-07-30 Common Stock (140000) 140000 Direct
Stock Option (right to buy) $41.28 2027-03-27 Common Stock (19897) 19897 Direct
Stock Options (right to buy) $61.72 2028-03-27 Common Stock (14228) 14228 Direct
Stock Options (right to buy) $73.61 2029-03-26 Common Stock (15337) 15337 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.1781 to $62.1782, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.

F2: Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.

F3: Shares held of record by the Stephen and Christine Neeleman Trust.

F4: The option is immediately exercisable.