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HEALTHEQUITY, INC. — Director's Dealing 2019
Sep 24, 2019
30722_dirs_2019-09-24_a10ba8fa-767d-4cfd-84cb-5670887699a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEALTHEQUITY, INC. (HQY)
CIK: 0001428336
Period of Report: 2019-09-20
Reporting Person: MOTT DARCY G (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-20 | Common Stock | S | 4000 | $61.61 | Disposed | 46000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $41.28 | 2027-03-27 | Common Stock (19897) | 19897 | Direct |
| Stock Option (right to buy) | $25.39 | 2025-03-26 | Common Stock (25000) | 25000 | Direct |
| Stock Option (right to buy) | $14 | 2024-07-30 | Common Stock (100000) | 100000 | Direct |
| Stock Option (right to buy) | $61.72 | 2028-03-27 | Common Stock (14228) | 14228 | Direct |
| Stock Option (right to buy) | $73.61 | 2029-03-26 | Common Stock (15337) | 15337 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.
F2: The option is exercisable as to 9,948 shares. The option vests as to 4,974 shares on March 27, 2020 and one installment of 4,975 shares on March 27, 2021.
F3: The option is immediately exercisable.
F4: The option is exercisable as to 3,557 shares. The remaining options vest in three equal installments of 3,557 shares on March 27, 2020, 2021, and 2022.
F5: The option vests as to 3,835 shares on March 27, 2020. The remaining options vest as to 3,834 shares on each of March 27, 2021, 2022 and 2023.