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HEALTHEQUITY, INC. — Director's Dealing 2018
Mar 22, 2018
30722_dirs_2018-03-22_fa9c6cd0-a7f8-4d95-b5d5-631cfc5b8b5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEALTHEQUITY INC (HQY)
CIK: 0001428336
Period of Report: 2018-03-20
Reporting Person: Dreier Ashley (Executive, VP, CTO and CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-20 | Common Stock | M | 15407 | $1.50 | Acquired | 21059 | Direct |
| 2018-03-20 | Common Stock | S | 15407 | $60.00 | Disposed | 5652 | Direct |
| 2018-03-22 | Common Stock | M | 55750 | $1.50 | Acquired | 61402 | Direct |
| 2018-03-22 | Common Stock | S | 55750 | $67.00 | Disposed | 5652 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-20 | Stock Option (right to buy) | $1.50 | M | 15407 | Disposed | 2023-05-09 | Common Stock (15407) | Direct |
| 2018-03-22 | Stock Option (right to buy) | $1.50 | M | 55750 | Disposed | 2023-05-09 | Common Stock (55750) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $14 | 2024-07-30 | Common Stock (3000) | 3000 | Direct |
| Stock Option (right to buy) | $24.36 | 2026-03-23 | Common Stock (65000) | 65000 | Direct |
Footnotes
F1: The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $60.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each transaction as set forth in footnotes (2) and (3) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $67.00 per share.
F4: The option is immediately exercisable.
F5: The option is immediately exercisable as to 16,250 shares. The option becomes exercisable as to the remaining 48,750 shares in three equal installments on March 23, 2018, 2019 and 2020.