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HEALTHEQUITY, INC. — Director's Dealing 2016
Mar 25, 2016
30722_dirs_2016-03-25_88c0346e-e212-4ab7-82f9-063c07896b0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEALTHEQUITY INC (HQY)
CIK: 0001428336
Period of Report: 2016-03-23
Reporting Person: Kessler Jon (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-23 | Stock Option (right to buy) | $14.00 | A | 40000 | Disposed | 2024-07-30 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 420000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $1.25 | 2021-08-08 | Common Stock (480000) | 480000 | Direct |
| Stock Option (right to buy) | $.10 | 2019-07-01 | Common Stock (75000) | 75000 | Direct |
| Stock Option (right to buy) | $.10 | 2019-07-01 | Common Stock (70000) | 70000 | Direct |
| Stock Option (right to buy) | $.10 | 2019-03-26 | Common Stock (300000) | 300000 | Direct |
Footnotes
F1: The option is immediately exercisable.
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