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Health Catalyst, Inc. — Director's Dealing 2021
Jan 20, 2021
33681_dirs_2021-01-19_6164e272-23f2-49ef-ad8a-5cb74babe1d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Health Catalyst, Inc. (HCAT)
CIK: 0001636422
Period of Report: 2021-01-14
Reporting Person: Alger Jason (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-14 | Common Stock | M | 780.00 | $10.78 | Acquired | 3905.00 | Direct |
| 2021-01-14 | Common Stock | M | 2340.00 | $10.72 | Acquired | 6245.00 | Direct |
| 2021-01-14 | Common Stock | M | 832.00 | $10.60 | Acquired | 7077.00 | Direct |
| 2021-01-14 | Common Stock | M | 2349.00 | $10.80 | Acquired | 9426.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-14 | Stock Option (Right to Buy) | $10.80 | M | 2349.00 | Disposed | 2028-09-27 | Common Stock (2349.00) | Direct |
| 2021-01-14 | Stock Option (Right to Buy) | $10.78 | M | 780.00 | Disposed | 2028-05-03 | Common Stock (780.00) | Direct |
| 2021-01-14 | Stock Option (Right to Buy) | $10.72 | M | 2340.00 | Disposed | 2027-10-26 | Common Stock (2340.00) | Direct |
| 2021-01-14 | Stock Option (Right to Buy) | $10.60 | M | 832.00 | Disposed | 2026-10-14 | Common Stock (832.00) | Direct |
Footnotes
F1: 25% of the 11,805 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.
F2: 25% of the 4,150 shares underlying the options vested in an annual installment on May 3, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on May 3, 2022.
F3: 25% of the 12,500 shares underlying the options vested in an annual installment on October 26, 2018 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on October 26, 2021.
F4: 25% of the 5,000 shares underlying the options vested in an annual installment on October 14, 2017 and the remaining balance vested in equal monthly installments until the option vested in full on October 14, 2020.