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Health Catalyst, Inc. — Director's Dealing 2021
Sep 8, 2021
33681_dirs_2021-09-08_9c1fa577-09b0-49ac-98b2-d0b8ea43bd39.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Health Catalyst, Inc. (HCAT)
CIK: 0001636422
Period of Report: 2021-09-03
Reporting Person: Orenstein Daniel H. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-03 | Common Stock | M | 2500.00 | $10.34 | Acquired | 79398.00 | Direct |
| 2021-09-03 | Common Stock | S | 3852.00 | $54.3208 | Disposed | 75546.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-03 | Stock Option (Right to Buy) | $10.34 | M | 2500.00 | Disposed | 2026-02-10 | Common Stock (2500.00) | Direct |
Footnotes
F1: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.
F2: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.85 to $54.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.
F3: 25% of the 136,316 shares underlying the options vested in an annual installment on December 31, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on Dec. 31, 2019.