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Health Catalyst, Inc. — Director's Dealing 2021
Dec 15, 2021
33681_dirs_2021-12-15_323550d7-dc05-406c-80ee-94842ac00e48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Health Catalyst, Inc. (HCAT)
CIK: 0001636422
Period of Report: 2021-12-13
Reporting Person: Nelli James Patrick Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-13 | Common Stock | M | 3036.00 | $10.66 | Acquired | 118962.00 | Direct |
| 2021-12-13 | Common Stock | M | 6500.00 | $10.60 | Acquired | 125462.00 | Direct |
| 2021-12-13 | Common Stock | M | 15464.00 | $9.24 | Acquired | 140926.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-13 | Stock Option (Right to Buy) | $10.66 | M | 3036.00 | Disposed | 2027-04-27 | Common Stock (3036.00) | Direct |
| 2021-12-13 | Stock Option (Right to Buy) | $10.60 | M | 6500.00 | Disposed | 2026-10-14 | Common Stock (6500.00) | Direct |
| 2021-12-13 | Stock Option (Right to Buy) | $9.24 | M | 15464.00 | Disposed | 2025-02-10 | Common Stock (15464.00) | Direct |
Footnotes
F1: 25% of the 15,087 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option vested in full on April 27, 2021.
F2: 25% of the 6,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option vested in full on October 14, 2020.
F3: 25% of the 18,500 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option vested in full on February 10, 2019.