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Health Catalyst, Inc. — Director's Dealing 2019
Jul 25, 2019
33681_dirs_2019-07-24_422eeae7-bd64-4656-813d-b008e0c1957c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Health Catalyst, Inc. (HCAT)
CIK: 0001636422
Period of Report: 2019-07-24
Reporting Person: Sanders Dale (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60078 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.46 | 2022-01-04 | Common Stock (50000.0) | Direct | |
| Stock Option (Right to Buy) | $10.3 | 2025-11-09 | Common Stock (202500.0) | Direct | |
| Stock Option (Right to Buy) | $10.8 | 2028-09-27 | Common Stock (500000.0) | Direct | |
| Stock Option (Right to Buy) | $15.84 | 2029-02-05 | Common Stock (300000.0) | Direct |
Footnotes
F1: This stock option award is fully vested and exercisable.
F2: 25% of the shares vested on October 28, 2016; and the remaining 75% vest in 36 equal monthly installments thereafter.
F3: The stock option vests based on the satisfaction of both a time-based vesting condition and a liquidity-based vesting condition. The time-based vesting condition is satisfied as follows: 25% of the shares subject to the stock option will satisfy the time-based vesting condition on September 25, 2019 and the remaining 75% will satisfy the time-based vesting condition in 36 equal monthly installments thereafter, generally subject to the Reporting Person's continuous service relationship with the Company through each applicable vesting date. The liquidity-based vesting condition is satisfied upon the earlier of the Company's initial public offering or a sale of the Company.
F4: The stock option vests based on the satisfaction of both a time-based vesting condition and a liquidity-based vesting condition. The time-based vesting condition is satisfied as follows: 25% of the shares subject to the stock option will satisfy the time-based vesting condition on February 5, 2020 and the remaining 75% will satisfy the time-based vesting condition in 36 equal monthly installments thereafter, generally subject to the Reporting Person's continuous service relationship with the Company through each applicable vesting date. The liquidity-based vesting condition is satisfied upon the earlier of the Company's initial public offering or a sale of the Company.