Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HEALIUS LIMITED Major Shareholding Notification 2021

Mar 9, 2021

65058_rns_2021-03-09_36f859b0-63d9-47ae-9ce9-457e18656d6e.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

ToCompany Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
The holder became a substantial holder on
Healius Limited
064 530 516
Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those

listed in Annexure A)

N/A

4 March 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities(4) Number of securities Person’s votes(5) Voting power(6)
Ordinary 31,170,341 31,170,341 5.003%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest(7) Class and number of securities
Vanguard Group Vanguard Group is the manager of various Mutual funds
and accounts and in that capacity has the power to dispose
of the shares. The other members of Vanguard Group have
a relevant interest under section 608(3) of the Corporations
Act.
Ordinary – 31,170,341

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and
number of
securities
Vanguard Group Brown Brothers Harriman Various funds and other accounts of Vanguard Group Ordinary –
255,453
Vanguard Group BNY Mellon Various funds and other accounts of Vanguard Group Ordinary –
2,360,275
Vanguard Group JP Morgan Chase Bank,
N.A.
Various funds and other accounts of Vanguard Group Ordinary –
17,194,213
Vanguard Group State Street Bank and Trust
Company
Various funds and other accounts of Vanguard Group Ordinary –
4,043,673
Vanguard Group Various others Various funds and other accounts of Vanguard Group Ordinary –
7,316,727

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

stantial holder is as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number
of securities
See Annexure A

603 page 2/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Vanguard Group P.O. Box 2600,V26 ValleyForge,PA 19482 USA
print name
sign here
Shawn Acker
capacity
Compliance Manager

date 9 March 2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an Associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of

    • any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.

  • (9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure A

To Company Healius Limited ACN/ARSN 064 530 516 Substantial Holder Name Vanguard Group ACN/ARSN N/A

Date of change Person whose relevant interest changed Nature of
Change(6)
Consideration
given in relation
to change(7)
Class Number of securities
affected
Person's votes
affected
6-Nov-2020 The Vanguard Group,Inc. BUY 3.60 Ordinary 8,583 8,583
13-Nov-2020 The Vanguard Group,Inc. SELL 3.53 Ordinary (5,848) (5,848)
24-Nov-2020 The Vanguard Group,Inc. BUY 3.57 Ordinary 6,595 6,595
25-Nov-2020 The Vanguard Group,Inc. BUY 3.63 Ordinary 26,348 26,348
8-Dec-2020 The Vanguard Group,Inc. BUY 3.63 Ordinary 6,840 6,840
9-Dec-2020 The Vanguard Group,Inc. BUY 3.89 Ordinary 2,280 2,280
15-Dec-2020 The Vanguard Group,Inc. BUY 3.93 Ordinary 5,320 5,320
21-Dec-2020 The Vanguard Group,Inc. BUY 3.88 Ordinary 9,429 9,429
21-Dec-2020 The Vanguard Group,Inc. BUY 3.88 Ordinary 6,286 6,286
22-Dec-2020 The Vanguard Group,Inc. BUY 3.84 Ordinary 3,800 3,800
6-Jan-2021 The Vanguard Group,Inc. BUY 3.83 Ordinary 3,040 3,040
7-Jan-2021 The Vanguard Group,Inc. BUY 3.80 Ordinary 13,680 13,680
7-Jan-2021 The Vanguard Group,Inc. BUY 3.80 Ordinary 9,429 9,429
7-Jan-2021 The Vanguard Group,Inc. BUY 3.80 Ordinary 15,715 15,715
8-Jan-2021 The Vanguard Group,Inc. BUY 3.91 Ordinary 13,740 13,740
8-Jan-2021 The Vanguard Group,Inc. BUY 3.91 Ordinary 6,286 6,286
12-Jan-2021 The Vanguard Group,Inc. BUY 3.92 Ordinary 2,280 2,280
12-Jan-2021 The Vanguard Group,Inc. BUY 3.92 Ordinary 6,080 6,080
12-Jan-2021 The Vanguard Group,Inc. BUY 3.92 Ordinary 12,572 12,572
13-Jan-2021 The Vanguard Group,Inc. BUY 3.92 Ordinary 8,015 8,015
20-Jan-2021 The Vanguard Group,Inc. BUY 3.95 Ordinary 13,728 13,728
21-Jan-2021 The Vanguard Group,Inc. BUY 3.92 Ordinary 6,840 6,840
21-Jan-2021 The Vanguard Group,Inc. BUY 3.92 Ordinary 4,580 4,580
25-Jan-2021 The Vanguard Group,Inc. BUY 3.95 Ordinary 10,305 10,305
28-Jan-2021 The Vanguard Group,Inc. BUY 3.88 Ordinary 6,870 6,870
29-Jan-2021 The Vanguard Group,Inc. BUY 3.87 Ordinary 2,280 2,280
29-Jan-2021 The Vanguard Group,Inc. BUY 3.87 Ordinary 6,870 6,870
3-Feb-2021 The Vanguard Group,Inc. BUY 4.12 Ordinary 25,117 25,117
4-Feb-2021 The Vanguard Group,Inc. BUY 4.13 Ordinary 6,870 6,870
10-Feb-2021 The Vanguard Group,Inc. BUY 4.07 Ordinary 3,040 3,040
10-Feb-2021 The Vanguard Group,Inc. BUY 4.07 Ordinary 10,640 10,640
10-Feb-2021 The Vanguard Group,Inc. BUY 4.07 Ordinary 3,435 3,435
11-Feb-2021 The Vanguard Group,Inc. BUY 4.02 Ordinary 3,040 3,040
11-Feb-2021 The Vanguard Group,Inc. BUY 4.02 Ordinary 9,160 9,160
12-Feb-2021 The Vanguard Group,Inc. BUY 4.06 Ordinary 2,280 2,280
12-Feb-2021 The Vanguard Group,Inc. BUY 4.06 Ordinary 10,305 10,305
22-Feb-2021 The Vanguard Group,Inc. SELL 3.96 Ordinary (12,190) (12,190)
23-Feb-2021 The Vanguard Group,Inc. BUY 3.89 Ordinary 9,429 9,429
25-Feb-2021 The Vanguard Group,Inc. BUY 4.13 Ordinary 879 879
25-Feb-2021 The Vanguard Group,Inc. BUY 4.08 Ordinary 34,573 34,573
26-Feb-2021 The Vanguard Group,Inc. BUY 4.02 Ordinary 18,858 18,858
26-Feb-2021 The Vanguard Group,Inc. BUY 4.02 Ordinary 56,574 56,574
1-Mar-2021 The Vanguard Group,Inc. BUY 4.09 Ordinary 44,002 44,002
2-Mar-2021 The Vanguard Group,Inc. BUY 4.04 Ordinary 31,430 31,430
4-Mar-2021 The Vanguard Group,Inc. BUY 3.97 Ordinary 34,573 34,573
5-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.56 Ordinary 1,104 1,104
10-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.49 Ordinary 9,469 9,469
11-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.46 Ordinary 6,462 6,462
13-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.51 Ordinary 30,051 30,051
13-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.51 Ordinary 9,639 9,639
17-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.56 Ordinary 4,308 4,308
17-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.56 Ordinary 5,660 5,660
20-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.53 Ordinary 930 930
20-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.53 Ordinary 1,860 1,860
23-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.56 Ordinary 6,816 6,816
25-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.63 Ordinary 16,472 16,472
26-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.66 Ordinary 83,450 83,450
26-Nov-2020 Vanguard Investments Australia Ltd. BUY 3.66 Ordinary 6,465 6,465
30-Nov-2020 Vanguard Investments Australia Ltd. SELL 3.68 Ordinary (23,158) (23,158)
30-Nov-2020 Vanguard Investments Australia Ltd. SELL 3.68 Ordinary (25,598) (25,598)
1-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.68 Ordinary 8,475 8,475

Page 1 of 2

Annexure A

Date of change Person whose relevant interest changed Nature of
Change(6)
Consideration
given in relation
to change(7)
Class Number of securities
affected
Person's votes
affected
2-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.70 Ordinary 9,072 9,072
3-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.63 Ordinary 85,638 85,638
3-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.63 Ordinary 464 464
3-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.63 Ordinary 6,757 6,757
4-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.60 Ordinary 5,680 5,680
8-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.63 Ordinary 4,108 4,108
11-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.90 Ordinary 7,228 7,228
11-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.90 Ordinary 1,392 1,392
14-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.89 Ordinary 6,153 6,153
15-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.91 Ordinary 5,640 5,640
16-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.92 Ordinary 5,650 5,650
17-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.98 Ordinary 7,358 7,358
18-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.87 Ordinary 4,100 4,100
22-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.84 Ordinary 11,200 11,200
29-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.80 Ordinary 4,092 4,092
30-Dec-2020 Vanguard Investments Australia Ltd. BUY 3.76 Ordinary 6,138 6,138
31-Dec-2020 Vanguard Investments Australia Ltd. SELL 3.73 Ordinary (12,084) (12,084)
4-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.77 Ordinary 5,740 5,740
6-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.82 Ordinary 6,900 6,900
11-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.87 Ordinary 6,084 6,084
14-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.92 Ordinary 9,152 9,152
19-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.92 Ordinary 2,845 2,845
20-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.95 Ordinary 6,087 6,087
20-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.95 Ordinary 924 924
28-Jan-2021 Vanguard Investments Australia Ltd. BUY 3.85 Ordinary 7,436 7,436
2-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.15 Ordinary 8,092 8,092
3-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.16 Ordinary 11,293 11,293
3-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.16 Ordinary 924 924
4-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.11 Ordinary 20,644 20,644
5-Feb-2021 Vanguard Investments Australia Ltd. SELL 4.14 Ordinary (6,775) (6,775)
5-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.14 Ordinary 1,686 1,686
8-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.13 Ordinary 6,177 6,177
8-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.13 Ordinary 8,236 8,236
10-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.08 Ordinary 7,371 7,371
11-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.02 Ordinary 3,990 3,990
16-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.03 Ordinary 6,180 6,180
17-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.00 Ordinary 4,954 4,954
22-Feb-2021 Vanguard Investments Australia Ltd. BUY 3.96 Ordinary 5,790 5,790
26-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.01 Ordinary 6,177 6,177
26-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.01 Ordinary 5,920 5,920
26-Feb-2021 Vanguard Investments Australia Ltd. BUY 4.01 Ordinary 94,170 94,170
3-Mar-2021 Vanguard Investments Australia Ltd. BUY 3.99 Ordinary 11,900 11,900

This is Annexure A of 2 page referred to in Form 603, Notice of initial substantial holder.

==> picture [80 x 20] intentionally omitted <==

Signature: Name: Shawn Acker Capacity: Compliance Manager Date: 9 March 2021

Page 2 of 2