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HEALIUS LIMITED Major Shareholding Notification 2018

Oct 29, 2018

65058_rns_2018-10-29_db7ad6a8-48f1-452e-afd1-f4b3602d33d3.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001 Section 671B

PRY

Notice of initial substantial holder

To: Company Name/Scheme

The Secretary Primary Health Care Limited Level 6 203 Pacific Highway St Leonards NSW 2065

PH: (02) 9432 9400 Fax: (02) 9432 9447

ACN 064 530 516

1. Details of substantial shareholder

National Australia Bank Limited and its associated entities listed in Annexure A Name (ACN 004 044 937) ACN (if applicable)

The holder became a substantial holder on 25/10/2018

2. Details of voting power

. Details of voting power . Details of voting power . Details of voting power . Details of voting power . Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
Number of
securities
Persons’ votes
Voting power
Fully paid ordinary
shares
31,666,028
31,666,028
5.090%
Class of securities Number of
securities		 Persons’ votes Voting power
Fully paid ordinary
shares		 31,666,028 31,666,028 5.090%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of
securities
MLC Investments Limited Power to control the voting and /or disposal of
securities pursuant to its position as the
responsible entity or trustee of various
managed investment schemes and trusts		 Fully paid ordinary
shares
17,650,260
MLC Wealth Management Limited Power to exercise voting rights pursuant to
position held as the Registrable
Superannuation Entity licensee for the
superannuation products it issues.		 Fully paid ordinary
shares
1,032,463
NULIS Nominees (Australia)
Limited		 Power to control the voting and /or disposal of
securities pursuant to position held as manager
under investment mandate.		 Fully paid ordinary
shares
1,146
National Australia Bank Limited Power to control the voting and /or disposal of
securities pursuant to securities lending
agreements.		 Fully paid ordinary
shares
4,665,785
Antares Capital Partners Limited Power to control the voting and /or disposal of
securities pursuant to its position as the
responsible entity or trustee of various
managed investment schemes or trusts.		 Fully paid ordinary
shares
7,588,372
Antares Capital Partners Limited Power to control the voting and /or disposal of
securities pursuant to its position as an
investment manager in accordance with
investment mandates and as an investment
manager of Antares Capital Partners Limited
trusts.		 Fully paid ordinary
shares
728,001
National Australia Bank Limited Power to control the voting and /or disposal of
securities pursuant to securities lending
agreements.		 Fully paid ordinary
shares
1
TOTAL 31,666,028

4. Details of present registered holders

4. Details of present registered holders 4. Details of present registered holders 4. Details of present registered holders 4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest Registered holder of securities Person entitled to be
registered as holder		 Class and number of
securities
MLC Investments Limited National Nominees Limited
(ACN 004 278 899)		 Fully paid ordinary shares
17,650,260
MLC Wealth Management
Limited		 Navigator Australia Limited
(ACN 006 302 987)		 Fully paid ordinary shares
1,032,463
NULIS Nominees (Australia)
Limited		 National Nominees Limited
(ACN 004 278 899)		 Fully paid ordinary shares
1,146
National Australia Bank
Limited		 National Nominees Limited
(ACN 004 278 899)		 Fully paid ordinary shares
4,665,785
Antares Capital Partners
Limited		 National Nominees Limited
(ACN 004 278 899)		 Fully paid ordinary shares
7,588,372
Antares Capital Partners
Limited		 Citicorp Nominees Pty Limited
(ACN 000 809 030)		 Fully paid ordinary shares
728,001
National Australia Bank
Limited		 National Nominees Limited
(ACN 004 278 899)		 Fully paid ordinary shares
1
TOTAL 31,666,028

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest		 Date of acquisition Consideration Class and number of
securities
Cash Non-cash Fully paid ordinary
shares
MLC Investments Limited 27/06/2018 $253,270.76 71,883
MLC Investments Limited 4/07/2018 $256,305.43 72,193
MLC Investments Limited 18/07/2018 $158,627.67 44,291
MLC Investments Limited 25/07/2018 $233,471.10 67,119
MLC Investments Limited 1/08/2018 $178,774.76 50,845
MLC Investments Limited 8/08/2018 $234,373.00 70,698
MLC Investments Limited 22/08/2018 $45,512.63 16,515
MLC Investments Limited 22/08/2018 $184,252.83 66,060
MLC Investments Limited 23/08/2018 $151,889.68 55,475
MLC Investments Limited 24/08/2018 $1,767,011.69 650,954
MLC Investments Limited 29/08/2018 $855,812.50 342,325
MLC Investments Limited 29/08/2018 $60,460.00 24,184
MLC Investments Limited 29/08/2018 $15,478.95 5,816
MLC Investments Limited 29/08/2018 $3,646,830.00 1,458,732
MLC Investments Limited 29/08/2018 $170,705.00 68,282
MLC Investments Limited 29/08/2018 $762,327.50 304,931
MLC Investments Limited 29/08/2018 $195,570.00 78,228
MLC Investments Limited 29/08/2018 $369,001.79 138,804
MLC Investments Limited 29/08/2018 $67,065.00 26,826
MLC Investments Limited 29/08/2018 $376,890.00 150,756
MLC Investments Limited 29/08/2018 $686,627.50 274,651
MLC Investments Limited 29/08/2018 $155,575.00 62,230
MLC Investments Limited 30/08/2018 $419,695.11 155,128
MLC Investments Limited 31/08/2018 $13,843.89 5,000
MLC Investments Limited 3/09/2018 $8,402.85 3,000
MLC Investments Limited 4/09/2018 $14,167.60 5,000
MLC Investments Limited 6/09/2018 $14,256.30 5,000
MLC Investments Limited 7/09/2018 $11,324.86 4,000
MLC Investments Limited 11/09/2018 $3,193.60 1,100
MLC Investments Limited 12/09/2018 $5,458.90 1,900
MLC Investments Limited 14/09/2018 $276,017.50 110,407
MLC Investments Limited 18/09/2018 $17,299.37 6,000
MLC Investments Limited 21/09/2018 $28,872.38 10,000
MLC Investments Limited 25/09/2018 $11,696.47 4,000
MLC Investments Limited 24/09/2018 $42,391.30 11,885
MLC Investments Limited 26/09/2018 $15,158.86 5,100
MLC Investments Limited 27/09/2018 $6,004.58 2,000
MLC Investments Limited 26/09/2018 $160,292.77 53,991
MLC Investments Limited 26/09/2018 $118,897.69 40,048
MLC Investments Limited 28/09/2018 $272,471.03 89,449
MLC Investments Limited 28/09/2018 $202,099.92 66,347
MLC Investments Limited 2/10/2018 $1,936,954.31 656,712
MLC Investments Limited 2/10/2018 $1,436,753.19 487,122
MLC Investments Limited 3/10/2018 $3,012.21 1,000
MLC Investments Limited 3/10/2018 $2,548,420.70 846,091
MLC Investments Limited 3/10/2018 $1,988,163.01 660,104
MLC Investments Limited 3/10/2018 $54,395.83 18,084
MLC Investments Limited 4/10/2018 $371,393.41 119,257
MLC Investments Limited 4/10/2018 $265,422.48 85,229
MLC Investments Limited 5/10/2018 $605,136.66 194,670
MLC Investments Limited 5/10/2018 $432,467.39 139,123
MLC Investments Limited 10/10/2018 $53,133.52 17,826
MLC Investments Limited 12/10/2018 $6,839.66 2,400
MLC Investments Limited 17/10/2018 $125,211.69 45,158
MLC Investments Limited 17/10/2018 $161,717.67 58,324
MLC Investments Limited 22/10/2018 $59,071.27 20,815
MLC Investments Limited 22/10/2018 $73,212.61 25,798
MLC Investments Limited 23/10/2018 $955,300.90 331,662
MLC Investments Limited 23/10/2018 $681,362.83 236,556
MLC Investments Limited 23/10/2018 $71,908.54 24,870
MLC Investments Limited 23/10/2018 $88,632.26 30,654
MLC Investments Limited 24/10/2018 $181,153.58 61,958
MLC Investments Limited 24/10/2018 $210,409.26 71,964
MLC Wealth
Management Limited		 1/08/2018 $9,679.75 2,753
MLC Wealth
Management Limited		 8/08/2018 $1,820.01 549
Antares Capital Partners
Limited		 26/06/2018 $244,478.66 68,688
Antares Capital Partners
Limited		 26/06/2018 $759,617.94 213,420
Antares Capital Partners
Limited		 3/07/2018 $770.44 217
Antares Capital Partners
Limited		 13/07/2018 $2,292.19 642
Antares Capital Partners
Limited		 19/07/2018 $1,382.03 386
Antares Capital Partners
Limited		 26/07/2018 $4,557.23 1,291
Antares Capital Partners
Limited		 27/07/2018 $3,965.24 1,120
Antares Capital Partners
Limited		 3/08/2018 $958.34 273
Antares Capital Partners
Limited		 14/08/2018 $3,251.16 1,032
Antares Capital Partners
Limited		 17/08/2018 $1,414.89 438
Antares Capital Partners
Limited		 24/08/2018 $144,836.41 52,560
Antares Capital Partners
Limited		 24/08/2018 $390,082.79 141,558
Antares Capital Partners
Limited		 24/08/2018 $141,334.04 51,368
Antares Capital Partners
Limited		 29/08/2018 $251,257.50 100,503
Antares Capital Partners
Limited		 29/08/2018 $775,105.00 310,042
Antares Capital Partners
Limited		 29/08/2018 $163,105.00 65,242
Antares Capital Partners
Limited		 30/08/2018 $184.30 68
Antares Capital Partners
Limited		 31/08/2018 $152,634.61 55,276
Antares Capital Partners
Limited		 4/09/2018 $3,365.98 1,190
Antares Capital Partners
Limited		 10/09/2018 $7,548.15 2,624
Antares Capital Partners
Limited		 14/09/2018 $1,187.81 416
Antares Capital Partners
Limited		 25/09/2018 $1,189,795.29 414,830
Antares Capital Partners
Limited		 25/09/2018 $1,176.89 403
Antares Capital Partners
Limited		 2/10/2018 $1,885.95 636
Antares Capital Partners
Limited		 11/10/2018 $3,257.88 1,108
Antares Capital Partners
Limited		 17/10/2018 $583.51 208
Antares Capital Partners
Limited		 19/10/2018 $160.46 56
Antares Capital Partners
Limited		 23/10/2018 $3,029,058.19 1,045,197
Antares Capital Partners
Limited		 23/10/2018 $58,735.27 20,267
Antares Capital Partners
Limited		 23/10/2018 $202,844.90 69,993
Antares Capital Partners
Limited		 23/10/2018 $1,143.65 395
Antares Capital Partners
Limited		 23/10/2018 $18,591.14 6,415
Antares Capital Partners
Limited		 23/10/2018 $28,473.57 9,825
Antares Capital Partners
Limited		 24/10/2018 $4,685,743.18 1,601,131
Antares Capital Partners
Limited		 24/10/2018 $90,862.62 31,048
Antares Capital Partners
Limited		 24/10/2018 $313,787.42 107,222
Antares Capital Partners
Limited		 24/10/2018 $28,761.85 9,828
Antares Capital Partners
Limited		 24/10/2018 $44,050.00 15,052
Antares Capital Partners
Limited		 25/10/2018 $4,768,967.84 1,703,439
Antares Capital Partners
Limited		 25/10/2018 $522.56 190
Antares Capital Partners
Limited		 25/10/2018 $29,300.74 10,466
Antares Capital Partners
Limited		 25/10/2018 $44,942.17 16,053
NULIS Nominees
(Australia)Limited		 29/06/2018 $17.52 5
NULIS Nominees
(Australia)Limited		 14/08/2018 $88.62 28
NULIS Nominees
(Australia)Limited		 31/08/2018 $541.98 195
NULIS Nominees
(Australia)Limited		 27/09/2018 $382.27 127
MLC Wealth
Management Limited		 26/06/2018 $5,838.93 1,642
MLC Wealth
Management Limited		 27/06/2018 $5,309.53 1,501
MLC Wealth
Management Limited		 29/06/2018 $6,999.97 1,994
MLC Wealth
Management Limited		 29/06/2018 $2,982.16 844
MLC Wealth
Management Limited		 18/07/2018 $3,090.52 859
MLC Wealth
Management Limited		 24/07/2018 $11,998.22 3,438
MLC Wealth
Management Limited		 28/08/2018 - Transfer in N/A 1,908
MLC Wealth
Management Limited		 30/08/2018 $5,010.95 1,845
MLC Wealth
Management Limited		 31/08/2018 $19,382.69 7,000
MLC Wealth
Management Limited		 14/09/2018 $161,077.50 64,431
MLC Wealth
Management Limited		 20/09/2018 - Transfer in N/A 1,746
MLC Wealth
Management Limited		 25/09/2018 $19,974.20 6,872
MLC Wealth
Management Limited		 10/10/2018 $10,097.10 3,396
National Australia Bank
Limited		 26/06/2018 to 25/10/2018 -
Securities Lending		 No consideration directly
referable to the securities
provided byNAB		 Refer to Appendix 1
Table
National Australia Bank
Limited		 13/08/2018 $31,272.00 10,000
National Australia Bank
Limited		 24/08/2018 $13,575.00 5,000
National Australia Bank
Limited		 28/08/2018 $1,910.65 721
National Australia Bank
Limited		 4/09/2018 $4,797.50 1,919
National Australia Bank
Limited		 13/09/2018 $10,496.55 3,683
National Australia Bank
Limited		 31/08/2018 - Stock borrow
(refer Appendix 2(a))		 No consideration directly
referable to the securities
provided byNAB		 963,000
National Australia Bank
Limited		 27/08/2018 - Stock borrow
(refer Appendix 2(a))		 No consideration directly
referable to the securities
provided byNAB		 10,000
National Australia Bank
Limited		 16/10/2018 - Stock borrow
(refer Appendix 2(c))		 No consideration directly
referable to the securities
provided byNAB		 10,683
National Australia Bank
Limited		 18/09/2018 - Stock return
(refer Appendix 2(a))		 No consideration directly
referable to the securities
provided byNAB		 963,000
National Australia Bank
Limited		 4/09/2018 - Stock return
(refer Appendix 2(a))		 No consideration directly
referable to the securities
provided byNAB		 10,000
National Australia Bank
Limited		 9/08/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 453,516
National Australia Bank
Limited		 10/08/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 70,024
National Australia Bank
Limited		 26/09/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 475,717
National Australia Bank
Limited		 4/10/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 68,225
National Australia Bank
Limited		 8/10/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 4,428
National Australia Bank
Limited		 15/10/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 41,371
National Australia Bank
Limited		 16/10/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 68,861
National Australia Bank
Limited		 17/10/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 69,997
National Australia Bank
Limited		 18/10/2018 - Stock borrow
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 96,022
National Australia Bank
Limited		 26/06/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 87,807
National Australia Bank
Limited		 13/08/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 523,540
National Australia Bank
Limited		 27/09/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 114,214
National Australia Bank
Limited		 28/09/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 42,586
National Australia Bank
Limited		 1/10/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 223,800
National Australia Bank
Limited		 3/10/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 95,117
National Australia Bank
Limited		 5/10/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 2
National Australia Bank
Limited		 9/10/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 28,099
National Australia Bank
Limited		 10/10/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 44,552
National Australia Bank
Limited		 19/10/2018 - Stock return
(refer Appendix 2(b))		 No consideration directly
referable to the securities
provided byNAB		 276,251

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if
applicable		 Nature of association
MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC
Holdings Limited whose ultimate parent is National Australia
Bank Limited.
MLC Wealth Management
Limited		 MLC Wealth Management Limited is a wholly owned
subsidiary of National Wealth Management Holdings Limited
whose ultimate parent is National Australia Bank Limited.
Antares Capital Partners
Limited		 Antares Capital Partners Limited is a wholly owned subsidiary
of National Wealth Management Holdings Limited whose
ultimate parent is National Australia Bank Limited.
NULIS Nominees (Australia)
Limited		 NULIS Nominees (Australia) Limited is a wholly owned
subsidiary of National Wealth Management Holdings Limited
whose ultimate parent is National Australia Bank Limited.

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
National Australia Bank
Limited		 Level 1
800 Bourke Street
DOCKLANDS VIC 3008
MLC Investments Limited Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
National Nominees Limited Level 1
800 Bourke Street
DOCKLANDSVIC 3008
MLC Wealth Management
Limited		 Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
NULIS Nominees (Australia)
Limited		 Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
Navigator Australia Limited Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
Antares Capital Partners
Limited		 Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
Citicorp Nominees Pty
Limited		 2 Park Street
SYDNEY NSW 2000
Signature
Name
Signature
Kelly Patterson Capacity
Company Secretary
for and on behalf of National Australia
Bank Limited
Date 30/10/2018
Appendix 1 -
PRY		 Appendix 1 -
PRY		 Appendix 1 -
PRY
Type of agreement and
parties to agreement		 (iv)
MOTOR TRADES ASSOCIATION OF AUSTRALIA
SUPERANNUATION FUND PTY LIMITED
( a )
DEUTSCHE SECURITIES AUSTRALIA LIMITED
(v)
CARE SUPER PTY LTD
( b )
UBS SECURITIES AUSTRALIA LTD
(vii)
VICSUPER PTY LTD
( c )
MACQUARIE BANK LTD
(xii)
PRIME SUPER PTY LTD
( e )
JP MORGAN SECURITIES AUSTRALIA LIMITED
(f)
CREDIT SUISSE
National Australia Bank Limited and
AMSLA Counterparties
National Australia Bank Limited and
Securities Borrowing Agreement (SBA) clients
Transfer dates 26/6/2018 to 25/10/2018
Specific dates for each transfer can be found by matching the number
reference in the 'Type of agreement and parties to agreement' field to
the accompanying list of transactions.		 26/6/2018 to 25/10/2018

Specific dates for each transfer can be found by matching the
number reference in the 'Type of agreement and parties to
agreement' field to the accompanying list of transactions.
Holder of voting rights Registered owner Registered owner
Are there any restrictions
on voting		 The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.		 The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
Scheduled date of return
(if any)		 On demand On demand
Does the borrower have
the right to return early?		 Yes - at notice Yes - at notice
Does the lender have the
right to recall early?		 Yes - at notice Yes - at notice
Will the securities be
returned on settlement?		 Yes, or equivalent protection under Securities Borrowing Agreement. Yes, or equivalent protection under AMSLA.
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the
agreements to the company,responsible entityor ASIC.

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.

Appendix 1- PRY

Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
26/06/2018 Return Security -47097 ORD (b)
26/06/2018 Return Security -146915 ORD (b)
26/06/2018 Return Security -317351 ORD (b)
27/06/2018 Return Security -297085 ORD (b)
27/06/2018 Return Security -17000 ORD (b)
27/06/2018 Return Security -50785 ORD (b)
28/06/2018 Return Security -89738 ORD (b)
28/06/2018 Settle Sec Loan 61000 ORD (b)
29/06/2018 Return Security -373477 ORD (b)
29/06/2018 Return Security -26000 ORD (b)
29/06/2018 Return Security -173113 ORD (b)
29/06/2018 Settle Sec Loan 561000 ORD (b)
2/07/2018 Return Security -115887 ORD (b)
2/07/2018 Return Security -61000 ORD (b)
2/07/2018 Return Security -561000 ORD (b)
2/07/2018 Settle Sec Loan 268000 ORD (b)
3/07/2018 Return Security -222442 ORD (b)
3/07/2018 Settle Sec Loan 120000 ORD (b)
3/07/2018 Settle Sec Loan 32000 ORD (b)
4/07/2018 Return Security -192498 ORD (f)
4/07/2018 Return Security -50000 ORD (f)
4/07/2018 Return Security -15000 ORD (f)
4/07/2018 Return Security -4100 ORD (f)
4/07/2018 Return Security -45558 ORD (b)
4/07/2018 Return Security -120000 ORD (b)
4/07/2018 Return Security -32000 ORD (b)
4/07/2018 Settle Sec Loan 273000 ORD (b)
4/07/2018 Settle Sec Loan 212000 ORD (b)
5/07/2018 Return Security -273000 ORD (b)
5/07/2018 Return Security -212000 ORD (b)
5/07/2018 Settle Sec Loan 110000 ORD (b)
6/07/2018 Return Security -110000 ORD (b)
9/07/2018 Settle Sec Loan 992000 ORD (b)
10/07/2018 Return Security -992000 ORD (b)
10/07/2018 Settle Sec Loan 84000 ORD (b)
10/07/2018 Settle Sec Loan 28000 ORD (b)
11/07/2018 Return Security -84000 ORD (b)
11/07/2018 Settle Sec Loan 44000 ORD (b)
11/07/2018 Return Security -28000 ORD (b)
12/07/2018 Return Security -44000 ORD (b)
12/07/2018 Settle Sec Loan 746000 ORD (b)
12/07/2018 Settle Sec Loan 62000 ORD (b)
13/07/2018 Return Security -746000 ORD (b)
13/07/2018 Return Security -62000 ORD (b)
17/07/2018 Settle Sec Loan 323000 ORD (b)
17/07/2018 Settle Sec Loan 195000 ORD (b)
17/07/2018 Settle Sec Loan 64000 ORD (b)
18/07/2018 Return Security -323000 ORD (b)
18/07/2018 Return Security -195000 ORD (b)
18/07/2018 Return Security -64000 ORD (b)
20/07/2018 Settle Sec Loan 249000 ORD (b)
23/07/2018 Return Security -249000 ORD (b)
23/07/2018 Settle Sec Loan 35000 ORD (b)
24/07/2018 Return Security -35000 ORD (b)
24/07/2018 Settle Sec Loan 124000 ORD (b)
25/07/2018 Return Security -124000 ORD (b)
25/07/2018 Settle Sec Loan 162000 ORD (b)
25/07/2018 Settle Sec Loan 100000 ORD (b)
25/07/2018 Collateral Settle Sec Loan 2033000 ORD (a)
26/07/2018 Return Security -162000 ORD (b)
26/07/2018 Return Security -100000 ORD (b)
26/07/2018 Settle Sec Loan 24000 ORD (b)
26/07/2018 Settle Sec Loan 120000 ORD (b)
27/07/2018 Return Security -24000 ORD (b)
27/07/2018 Return Security -120000 ORD (b)
27/07/2018 Settle Sec Loan 113000 ORD (b)
27/07/2018 Settle Sec Loan 184000 ORD (b)
30/07/2018 Return Security -113000 ORD (b)
30/07/2018 Return Security -184000 ORD (b)
1/08/2018 Settle Sec Loan 214000 ORD (b)
1/08/2018 Settle Sec Loan 72004 ORD (b)
2/08/2018 Return Security -214000 ORD (b)
2/08/2018 Return Security -72004 ORD (b)
2/08/2018 Settle Sec Loan 591000 ORD (b)
3/08/2018 Return Security -591000 ORD (b)
6/08/2018 Settle Sec Loan 485000 ORD (b)
6/08/2018 Settle Sec Loan 300000 ORD (b)
6/08/2018 Settle Sec Loan 135000 ORD (b)
7/08/2018 Return Security -485000 ORD (b)
7/08/2018 Return Security -300000 ORD (b)
7/08/2018 Return Security -135000 ORD (b)
7/08/2018 Settle Sec Loan 663000 ORD (b)
8/08/2018 Return Security -663000 ORD (b)
8/08/2018 Settle Sec Loan 293000 ORD (b)
9/08/2018 Return Security -290000 ORD (b)
9/08/2018 Settle Sec Loan 229000 ORD (b)
9/08/2018 Settle Sec Loan 174000 ORD (b)
9/08/2018 Settle Sec Loan 40000 ORD (b)
9/08/2018 Settle Sec Loan 100000 ORD (b)
9/08/2018 Settle Sec Loan 126000 ORD (b)
10/08/2018 Return Security -3000 ORD (b)
10/08/2018 Return Security -229000 ORD (b)
10/08/2018 Return Security -174000 ORD (b)
10/08/2018 Return Security -40000 ORD (b)
10/08/2018 Return Security -100000 ORD (b)
10/08/2018 Return Security -126000 ORD (b)
10/08/2018 Settle Sec Loan 558000 ORD (b)
10/08/2018 Settle Sec Loan 58000 ORD (b)
13/08/2018 Return Security -313853 ORD (b)
13/08/2018 Return Security -58000 ORD (b)
14/08/2018 Return Security -1870 ORD (b)
15/08/2018 Settle Sec Loan 70000 ORD (b)
15/08/2018 Settle Sec Loan 350000 ORD (b)
15/08/2018 Settle Sec Loan 50000 ORD (b)
15/08/2018 Settle Sec Loan 390000 ORD (b)
17/08/2018 Return Security -242277 ORD (b)
17/08/2018 Return Security -70000 ORD (b)
17/08/2018 Return Security -350000 ORD (b)
17/08/2018 Return Security -50000 ORD (b)
17/08/2018 Settle Sec Loan 1300000 ORD (b)
17/08/2018 Settle Sec Loan 1300000 ORD (b)
17/08/2018 Return Security -390000 ORD (b)
20/08/2018 Return Security -1300000 ORD (b)
20/08/2018 Return Security -1300000 ORD (b)
20/08/2018 Settle Sec Loan 142000 ORD (b)
20/08/2018 Return Security -142000 ORD (b)
20/08/2018 Collateral Return Security -2033000 ORD (a)
29/08/2018 Settle Sec Loan 191500 ORD (a)
31/08/2018 Return Security -191500 ORD (a)
4/09/2018 Settle Sec Loan 445747 ORD (c)
5/09/2018 Return Security -445747 ORD (c)
5/09/2018 Settle Sec Loan 859000 ORD (c)
6/09/2018 Settle Sec Loan 12834 ORD (c)
10/09/2018 Return Security -859000 ORD (c)
10/09/2018 Return Security -12834 ORD (c)
10/09/2018 Settle Sec Loan 69408 ORD (c)
12/09/2018 Return Security -69408 ORD (c)
12/09/2018 Settle Sec Loan 505188 ORD (c)
12/09/2018 Settle Sec Loan 85734 ORD (b)
13/09/2018 Settle Sec Loan 449000 ORD (b)
13/09/2018 Return Security -85734 ORD (b)
14/09/2018 Return Security -449000 ORD (b)
17/09/2018 Settle Sec Loan 300000 ORD (b)
18/09/2018 Return Security -505188 ORD (c)
18/09/2018 Settle Sec Loan 92887 ORD (b)
18/09/2018 Settle Sec Loan 90000 ORD (b)
18/09/2018 Settle Sec Loan 1109701 ORD (b)
19/09/2018 Return Security -121297 ORD (b)
20/09/2018 Settle Sec Loan 33000 ORD (b)
20/09/2018 Collateral Settle Sec Loan 3637000 ORD (a)
21/09/2018 Return Security -3530 ORD (b)
21/09/2018 Collateral Settle Sec Loan 998000 ORD (a)
24/09/2018 Return Security -175173 ORD (b)
24/09/2018 Return Security -92887 ORD (b)
24/09/2018 Return Security -226901 ORD (b)
25/09/2018 Settle Sec Loan 41000 ORD (c)
25/09/2018 Return Security -9642 ORD (b)
27/09/2018 Return Security -41000 ORD (c)
27/09/2018 Return Security -362012 ORD (b)
28/09/2018 Return Security -34346 ORD (b)
28/09/2018 Settle Sec Loan 120867 ORD (b)
28/09/2018 Collateral Return Security -65000 ORD (a)
1/10/2018 Return Security -3010 ORD (b)
1/10/2018 Settle Sec Loan 267670 ORD (b)
1/10/2018 Settle Sec Loan 5000 ORD (b)
1/10/2018 Collateral Return Security -390000 ORD (a)
2/10/2018 Settle Sec Loan 12000 ORD (b)
2/10/2018 Collateral Return Security -360000 ORD (a)
3/10/2018 Settle Sec Loan 104644 ORD (b)
3/10/2018 Collateral Return Security -110000 ORD (a)
4/10/2018 Settle Sec Loan 46678 ORD (b)
4/10/2018 Collateral Return Security -140000 ORD (a)
5/10/2018 Settle Sec Loan 114000 ORD (c)
5/10/2018 Return Security -52644 ORD (b)
5/10/2018 Return Security -40168 ORD (b)
5/10/2018 Collateral Return Security -120000 ORD (a)
5/10/2018 Collateral Return Security -100000 ORD (a)
8/10/2018 Settle Sec Loan 4100 ORD (a)
8/10/2018 Return Security -114000 ORD (c)
8/10/2018 Settle Sec Loan 21924 ORD (b)
8/10/2018 Settle Sec Loan 30000 ORD (b)
8/10/2018 Settle Sec Loan 32766 ORD (b)
8/10/2018 Collateral Return Security -105000 ORD (a)
9/10/2018 Return Security -13532 ORD (b)
9/10/2018 Collateral Return Security -100000 ORD (a)
9/10/2018 Collateral Return Security -100000 ORD (a)
10/10/2018 Return Security -457446 ORD (b)
10/10/2018 Return Security -33000 ORD (b)
10/10/2018 Return Security -120867 ORD (b)
10/10/2018 Return Security -267670 ORD (b)
10/10/2018 Return Security -5000 ORD (b)
10/10/2018 Return Security -12000 ORD (b)
10/10/2018 Return Security -104644 ORD (b)
10/10/2018 Return Security -46678 ORD (b)
10/10/2018 Return Security -21924 ORD (b)
10/10/2018 Settle Sec Loan 1001000 ORD (b)
10/10/2018 Return Security -7943 ORD (b)
10/10/2018 Collateral Return Security -30000 ORD (a)
11/10/2018 Settle Sec Loan 21000 ORD (c)
11/10/2018 Settle Sec Loan 2206 ORD (b)
11/10/2018 Settle Sec Loan 5000 ORD (b)
11/10/2018 Settle Sec Loan 103961 ORD (b)
11/10/2018 Collateral Return Security -50000 ORD (a)
12/10/2018 Settle Sec Loan 199250 ORD (e)
12/10/2018 Return Security -21000 ORD (c)
12/10/2018 Return Security -4499 ORD (b)
12/10/2018 Settle Sec Loan 124960 ORD (b)
12/10/2018 Settle Sec Loan 130000 ORD (b)
12/10/2018 Collateral Return Security -80000 ORD (a)
15/10/2018 Settle Sec Loan 10000 ORD (a)
15/10/2018 Return Security -199250 ORD (e)
15/10/2018 Unsett Sec Rtn 199250 ORD (e)
15/10/2018 Return Security -199250 ORD (e)
15/10/2018 Return Security -22057 ORD (b)
15/10/2018 Return Security -28267 ORD (b)
15/10/2018 Settle Sec Loan 671000 ORD (b)
15/10/2018 Collateral Return Security -10000 ORD (a)
16/10/2018 Return Security -449648 ORD (b)
16/10/2018 Collateral Return Security -60000 ORD (a)
16/10/2018 Collateral Settle Sec Loan 500000 ORD (f)
17/10/2018 Return Security -4100 ORD (a)
17/10/2018 Return Security -10000 ORD (a)
17/10/2018 Return Security -321708 ORD (b)
17/10/2018 Collateral Return Security -10000 ORD (a)
18/10/2018 Settle Sec Loan 265229 ORD (b)
22/10/2018 Settle Sec Loan 10000 ORD (c)
22/10/2018 Return Security -1421 ORD (b)
22/10/2018 Settle Sec Loan 75044 ORD (b)
22/10/2018 Settle Sec Loan 80000 ORD (b)
22/10/2018 Settle Sec Loan 77257 ORD (b)
23/10/2018 Return Security -10000 ORD (c)
23/10/2018 Return Security -2743 ORD (b)
23/10/2018 Settle Sec Loan 1773 ORD (b)
23/10/2018 Settle Sec Loan 80000 ORD (b)
24/10/2018 Settle Sec Loan 10000 ORD (c)
24/10/2018 Return Security -199570 ORD (b)
24/10/2018 Settle Sec Loan 31901 ORD (b)
25/10/2018 Return Security -5746 ORD (b)
25/10/2018 Settle Sec Loan 30000 ORD (b)
25/10/2018 Collateral Return Security -240000 ORD (a)
25/10/2018 Collateral Return Security -107710 ORD (f)

Appendix 1- PRY

Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty		 Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
26/06/2018 Return Security -47097 ORD (vii)
26/06/2018 Return Security -146915 ORD (iv)
26/06/2018 Return Security -317351 ORD (iv)
27/06/2018 Return Security -297085 ORD (iv)
27/06/2018 Return Security -17000 ORD (iv)
27/06/2018 Return Security -50785 ORD (vii)
28/06/2018 Return Security -89738 ORD (vii)
28/06/2018 Settle Sec Loan 61000 ORD (vii)
29/06/2018 Return Security -373477 ORD (vii)
29/06/2018 Return Security -26000 ORD (iv)
29/06/2018 Return Security -173113 ORD (vii)
29/06/2018 Settle Sec Loan 561000 ORD (vii)
2/07/2018 Return Security -115887 ORD (vii)
2/07/2018 Return Security -61000 ORD (vii)
2/07/2018 Return Security -561000 ORD (vii)
2/07/2018 Settle Sec Loan 268000 ORD (vii)
3/07/2018 Return Security -222442 ORD (vii)
3/07/2018 Settle Sec Loan 120000 ORD (v)
3/07/2018 Settle Sec Loan 32000 ORD (v)
4/07/2018 Return Security -192498 ORD (iv)
4/07/2018 Return Security -50000 ORD (iv)
4/07/2018 Return Security -15000 ORD (vii)
4/07/2018 Return Security -4100 ORD (vii)
4/07/2018 Return Security -45558 ORD (vii)
4/07/2018 Return Security -120000 ORD (v)
4/07/2018 Return Security -32000 ORD (v)
4/07/2018 Settle Sec Loan 273000 ORD (vii)
4/07/2018 Settle Sec Loan 212000 ORD (vii)
5/07/2018 Return Security -273000 ORD (vii)
5/07/2018 Return Security -212000 ORD (vii)
5/07/2018 Settle Sec Loan 110000 ORD (vii)
6/07/2018 Return Security -110000 ORD (vii)
9/07/2018 Settle Sec Loan 754430 ORD (vii)
9/07/2018 Settle Sec Loan 146599 ORD (iv)
9/07/2018 Settle Sec Loan 90971 ORD (iv)
10/07/2018 Return Security -754430 ORD (vii)
10/07/2018 Return Security -146599 ORD (iv)
10/07/2018 Return Security -90971 ORD (iv)
10/07/2018 Settle Sec Loan 84000 ORD (vii)
10/07/2018 Settle Sec Loan 28000 ORD (iv)
11/07/2018 Return Security -84000 ORD (vii)
11/07/2018 Settle Sec Loan 44000 ORD (iv)
11/07/2018 Return Security -28000 ORD (iv)
12/07/2018 Return Security -44000 ORD (iv)
12/07/2018 Settle Sec Loan 746000 ORD (iv)
12/07/2018 Settle Sec Loan 62000 ORD (iv)
13/07/2018 Return Security -746000 ORD (iv)
13/07/2018 Return Security -62000 ORD (iv)
17/07/2018 Settle Sec Loan 302169 ORD (xii)
17/07/2018 Settle Sec Loan 20831 ORD (v)
17/07/2018 Settle Sec Loan 157270 ORD (v)
17/07/2018 Settle Sec Loan 37730 ORD (vii)
17/07/2018 Settle Sec Loan 64000 ORD (vii)
18/07/2018 Return Security -302169 ORD (xii)
18/07/2018 Return Security -20831 ORD (v)
18/07/2018 Return Security -157270 ORD (v)
18/07/2018 Return Security -37730 ORD (vii)
18/07/2018 Return Security -64000 ORD (vii)
20/07/2018 Settle Sec Loan 217412 ORD (vii)
20/07/2018 Settle Sec Loan 31588 ORD (xii)
23/07/2018 Return Security -217412 ORD (vii)
23/07/2018 Return Security -31588 ORD (xii)
23/07/2018 Settle Sec Loan 35000 ORD (vii)
24/07/2018 Return Security -35000 ORD (vii)
24/07/2018 Settle Sec Loan 124000 ORD (vii)
25/07/2018 Return Security -124000 ORD (vii)
25/07/2018 Settle Sec Loan 162000 ORD (vii)
25/07/2018 Settle Sec Loan 31588 ORD (xii)
25/07/2018 Settle Sec Loan 68412 ORD (vii)
26/07/2018 Return Security -162000 ORD (vii)
26/07/2018 Re-Alloc Rtn -31588 ORD (xii)
26/07/2018 Re-Alloc Loan 31588 ORD (vii)
26/07/2018 Return Security -100000 ORD (vii)
26/07/2018 Settle Sec Loan 24000 ORD (vii)
26/07/2018 Settle Sec Loan 120000 ORD (vii)
27/07/2018 Return Security -24000 ORD (vii)
27/07/2018 Return Security -120000 ORD (vii)
27/07/2018 Settle Sec Loan 113000 ORD (vii)
27/07/2018 Settle Sec Loan 184000 ORD (vii)
30/07/2018 Return Security -113000 ORD (vii)
30/07/2018 Return Security -184000 ORD (vii)
1/08/2018 Settle Sec Loan 214000 ORD (vii)
1/08/2018 Settle Sec Loan 72004 ORD (vii)
2/08/2018 Return Security -214000 ORD (vii)
2/08/2018 Return Security -72004 ORD (vii)
2/08/2018 Settle Sec Loan 591000 ORD (vii)
3/08/2018 Return Security -591000 ORD (vii)
6/08/2018 Settle Sec Loan 485000 ORD (vii)
6/08/2018 Settle Sec Loan 92450 ORD (vii)
6/08/2018 Settle Sec Loan 207550 ORD (vii)
6/08/2018 Settle Sec Loan 135000 ORD (vii)
7/08/2018 Return Security -485000 ORD (vii)
7/08/2018 Return Security -92450 ORD (vii)
7/08/2018 Return Security -207550 ORD (vii)
7/08/2018 Return Security -135000 ORD (vii)
7/08/2018 Settle Sec Loan 151004 ORD (vii)
7/08/2018 Settle Sec Loan 511996 ORD (iv)
8/08/2018 Return Security -151004 ORD (vii)
8/08/2018 Return Security -511996 ORD (iv)
8/08/2018 Settle Sec Loan 293000 ORD (vii)
9/08/2018 Return Security -290000 ORD (vii)
9/08/2018 Settle Sec Loan 45425 ORD (vii)
9/08/2018 Settle Sec Loan 183575 ORD (iv)
9/08/2018 Settle Sec Loan 174000 ORD (iv)
9/08/2018 Settle Sec Loan 40000 ORD (iv)
9/08/2018 Settle Sec Loan 100000 ORD (iv)
9/08/2018 Settle Sec Loan 126000 ORD (vii)
10/08/2018 Return Security -3000 ORD (vii)
10/08/2018 Return Security -45425 ORD (vii)
10/08/2018 Return Security -183575 ORD (iv)
10/08/2018 Return Security -174000 ORD (iv)
10/08/2018 Return Security -40000 ORD (iv)
10/08/2018 Return Security -100000 ORD (iv)
10/08/2018 Return Security -126000 ORD (vii)
10/08/2018 Settle Sec Loan 558000 ORD (vii)
10/08/2018 Settle Sec Loan 58000 ORD (vii)
13/08/2018 Return Security -313853 ORD (vii)
13/08/2018 Return Security -58000 ORD (vii)
14/08/2018 Return Security -1870 ORD (vii)
15/08/2018 Settle Sec Loan 70000 ORD (vii)
15/08/2018 Settle Sec Loan 350000 ORD (vii)
15/08/2018 Settle Sec Loan 50000 ORD (vii)
15/08/2018 Settle Sec Loan 390000 ORD (iv)
17/08/2018 Return Security -242277 ORD (vii)
17/08/2018 Return Security -70000 ORD (vii)
17/08/2018 Return Security -350000 ORD (vii)
17/08/2018 Return Security -50000 ORD (vii)
17/08/2018 Settle Sec Loan 959602 ORD (vii)
17/08/2018 Settle Sec Loan 340398 ORD (vii)
17/08/2018 Settle Sec Loan 539032 ORD (vii)
17/08/2018 Settle Sec Loan 178101 ORD (v)
17/08/2018 Settle Sec Loan 582867 ORD (iv)
17/08/2018 Return Security -390000 ORD (iv)
20/08/2018 Re-Alloc Rtn -297739 ORD (vii)
20/08/2018 Re-Alloc Loan 222464 ORD (iv)
20/08/2018 Re-Alloc Loan 75275 ORD (xii)
20/08/2018 Return Security -661863 ORD (vii)
20/08/2018 Return Security -340398 ORD (vii)
20/08/2018 Return Security -222464 ORD (iv)
20/08/2018 Return Security -75275 ORD (xii)
20/08/2018 Return Security -539032 ORD (vii)
20/08/2018 Return Security -178101 ORD (v)
20/08/2018 Return Security -582867 ORD (iv)
20/08/2018 Settle Sec Loan 83518 ORD (iv)
20/08/2018 Settle Sec Loan 58482 ORD (xii)
20/08/2018 Return Security -83518 ORD (iv)
20/08/2018 Return Security -58482 ORD (xii)
29/08/2018 Settle Sec Loan 178101 ORD (v)
29/08/2018 Settle Sec Loan 13399 ORD (vii)
31/08/2018 Return Security -178101 ORD (v)
31/08/2018 Return Security -13399 ORD (vii)
4/09/2018 Settle Sec Loan 445747 ORD (iv)
5/09/2018 Return Security -445747 ORD (iv)
5/09/2018 Settle Sec Loan 360320 ORD (xii)
5/09/2018 Settle Sec Loan 148814 ORD (iv)
5/09/2018 Settle Sec Loan 212286 ORD (v)
5/09/2018 Settle Sec Loan 137580 ORD (vii)
6/09/2018 Settle Sec Loan 12834 ORD (vii)
10/09/2018 Return Security -360320 ORD (xii)
10/09/2018 Return Security -148814 ORD (iv)
10/09/2018 Return Security -212286 ORD (v)
10/09/2018 Return Security -137580 ORD (vii)
10/09/2018 Return Security -12834 ORD (vii)
10/09/2018 Settle Sec Loan 69408 ORD (xii)
12/09/2018 Return Security -69408 ORD (xii)
12/09/2018 Settle Sec Loan 58594 ORD (xii)
12/09/2018 Settle Sec Loan 446594 ORD (vii)
12/09/2018 Settle Sec Loan 69408 ORD (xii)
12/09/2018 Settle Sec Loan 16326 ORD (vii)
13/09/2018 Settle Sec Loan 449000 ORD (xii)
13/09/2018 Return Security -69408 ORD (xii)
13/09/2018 Return Security -16326 ORD (vii)
14/09/2018 Return Security -449000 ORD (xii)
17/09/2018 Settle Sec Loan 300000 ORD (xii)
18/09/2018 Return Security -58594 ORD (xii)
18/09/2018 Return Security -446594 ORD (vii)
18/09/2018 Settle Sec Loan 92887 ORD (xii)
18/09/2018 Settle Sec Loan 90000 ORD (xii)
18/09/2018 Settle Sec Loan 274879 ORD (xii)
18/09/2018 Settle Sec Loan 418969 ORD (iv)
18/09/2018 Settle Sec Loan 39241 ORD (xii)
18/09/2018 Settle Sec Loan 174737 ORD (iv)
18/09/2018 Settle Sec Loan 201875 ORD (v)
19/09/2018 Return Security -121297 ORD (xii)
20/09/2018 Re-Alloc Rtn -10028 ORD (xii)
20/09/2018 Re-Alloc Loan 10028 ORD (xii)
20/09/2018 Settle Sec Loan 10411 ORD (v)
20/09/2018 Settle Sec Loan 22589 ORD (xii)
21/09/2018 Return Security -3530 ORD (xii)
24/09/2018 Return Security -175173 ORD (xii)
24/09/2018 Return Security -92887 ORD (xii)
24/09/2018 Return Security -226901 ORD (iv)
25/09/2018 Settle Sec Loan 35655 ORD (xii)
25/09/2018 Settle Sec Loan 5345 ORD (vii)
25/09/2018 Return Security -9642 ORD (iv)
27/09/2018 Return Security -35655 ORD (xii)
27/09/2018 Return Security -5345 ORD (vii)
27/09/2018 Return Security -179586 ORD (xii)
27/09/2018 Return Security -182426 ORD (iv)
28/09/2018 Return Security -34346 ORD (xii)
28/09/2018 Settle Sec Loan 120867 ORD (vii)
1/10/2018 Return Security -3010 ORD (xii)
1/10/2018 Settle Sec Loan 35655 ORD (xii)
1/10/2018 Settle Sec Loan 232015 ORD (vii)
1/10/2018 Settle Sec Loan 5000 ORD (vii)
2/10/2018 Settle Sec Loan 12000 ORD (iv)
3/10/2018 Settle Sec Loan 104644 ORD (iv)
4/10/2018 Settle Sec Loan 46678 ORD (iv)
5/10/2018 Settle Sec Loan 114000 ORD (iv)
5/10/2018 Return Security -52644 ORD (xii)
5/10/2018 Return Security -40168 ORD (iv)
8/10/2018 Settle Sec Loan 4100 ORD (iv)
8/10/2018 Return Security -114000 ORD (iv)
8/10/2018 Settle Sec Loan 21924 ORD (iv)
8/10/2018 Settle Sec Loan 30000 ORD (iv)
8/10/2018 Settle Sec Loan 32766 ORD (iv)
9/10/2018 Return Security -13532 ORD (iv)
10/10/2018 Return Security -105321 ORD (xii)
10/10/2018 Return Security -29213 ORD (xii)
10/10/2018 Return Security -121037 ORD (iv)
10/10/2018 Return Security -201875 ORD (v)
10/10/2018 Return Security -10411 ORD (v)
10/10/2018 Return Security -22589 ORD (xii)
10/10/2018 Return Security -120867 ORD (vii)
10/10/2018 Return Security -35655 ORD (xii)
10/10/2018 Return Security -232015 ORD (vii)
10/10/2018 Return Security -5000 ORD (vii)
10/10/2018 Return Security -12000 ORD (iv)
10/10/2018 Return Security -104644 ORD (iv)
10/10/2018 Return Security -46678 ORD (iv)
10/10/2018 Return Security -21924 ORD (iv)
10/10/2018 Settle Sec Loan 358876 ORD (vii)
10/10/2018 Settle Sec Loan 115623 ORD (iv)
10/10/2018 Settle Sec Loan 526501 ORD (xii)
10/10/2018 Return Security -7943 ORD (iv)
11/10/2018 Settle Sec Loan 21000 ORD (xii)
11/10/2018 Settle Sec Loan 2206 ORD (vii)
11/10/2018 Settle Sec Loan 5000 ORD (xii)
11/10/2018 Settle Sec Loan 103961 ORD (xii)
12/10/2018 Settle Sec Loan 21000 ORD (xii)
12/10/2018 Settle Sec Loan 906 ORD (xii)
12/10/2018 Settle Sec Loan 124054 ORD (v)
12/10/2018 Settle Sec Loan 53290 ORD (iv)
12/10/2018 Return Security -21000 ORD (xii)
12/10/2018 Return Security -4499 ORD (iv)
12/10/2018 Settle Sec Loan 67622 ORD (xii)
12/10/2018 Settle Sec Loan 57338 ORD (xii)
12/10/2018 Settle Sec Loan 94595 ORD (v)
12/10/2018 Settle Sec Loan 35405 ORD (iv)
15/10/2018 Settle Sec Loan 7874 ORD (xii)
15/10/2018 Settle Sec Loan 2126 ORD (iv)
15/10/2018 Return Security -21000 ORD (xii)
15/10/2018 Return Security -906 ORD (xii)
15/10/2018 Return Security -124054 ORD (v)
15/10/2018 Return Security -53290 ORD (iv)
15/10/2018 Unsett Sec Rtn 21000 ORD (xii)
15/10/2018 Unsett Sec Rtn 906 ORD (xii)
15/10/2018 Unsett Sec Rtn 124054 ORD (v)
15/10/2018 Unsett Sec Rtn 53290 ORD (iv)
15/10/2018 Return Security -21000 ORD (xii)
15/10/2018 Return Security -906 ORD (xii)
15/10/2018 Return Security -124054 ORD (v)
15/10/2018 Return Security -53290 ORD (iv)
15/10/2018 Return Security -22057 ORD (iv)
15/10/2018 Return Security -28267 ORD (iv)
15/10/2018 Settle Sec Loan 355676 ORD (vii)
15/10/2018 Settle Sec Loan 244423 ORD (iv)
15/10/2018 Settle Sec Loan 37219 ORD (xii)
15/10/2018 Settle Sec Loan 33682 ORD (xii)
16/10/2018 Return Security -90772 ORD (iv)
17/10/2018 Return Security -4100 ORD (iv)
17/10/2018 Return Security -7874 ORD (xii)
17/10/2018 Return Security -2126 ORD (iv)
17/10/2018 Return Security -24851 ORD (iv)
17/10/2018 Return Security -296857 ORD (xii)
18/10/2018 Settle Sec Loan 7874 ORD (xii)
18/10/2018 Settle Sec Loan 906 ORD (xii)
18/10/2018 Settle Sec Loan 256449 ORD (xii)
22/10/2018 Settle Sec Loan 10000 ORD (v)
22/10/2018 Return Security -1421 ORD (xii)
22/10/2018 Settle Sec Loan 75044 ORD (v)
22/10/2018 Settle Sec Loan 20439 ORD (xii)
22/10/2018 Settle Sec Loan 59561 ORD (iv)
22/10/2018 Settle Sec Loan 77257 ORD (iv)
23/10/2018 Return Security -10000 ORD (v)
23/10/2018 Return Security -2743 ORD (xii)
23/10/2018 Settle Sec Loan 1773 ORD (iv)
23/10/2018 Settle Sec Loan 80000 ORD (vii)
24/10/2018 Settle Sec Loan 7850 ORD (v)
24/10/2018 Settle Sec Loan 2150 ORD (vii)
24/10/2018 Return Security -199570 ORD (xii)
24/10/2018 Re-Alloc Rtn -57338 ORD (xii)
24/10/2018 Re-Alloc Loan 10000 ORD (v)
24/10/2018 Re-Alloc Loan 47338 ORD (vii)
24/10/2018 Re-Alloc Rtn -906 ORD (xii)
24/10/2018 Re-Alloc Loan 906 ORD (vii)
24/10/2018 Settle Sec Loan 741 ORD (iv)
24/10/2018 Settle Sec Loan 31160 ORD (v)
25/10/2018 Return Security -5746 ORD (xii)
25/10/2018 Settle Sec Loan 10877 ORD (xii)
25/10/2018 Settle Sec Loan 19123 ORD (vii)

APPENDIX 2 – PRY

APPENDIX 2 – PRY
Type of agreement and
parties to agreement		 National Australia Bank Limited and
Securities Borrowing Agreement clients
AMSLA Counterparties
Deutsche Securities Australia Limited(a)
Barclays Capital Securities Limited(b)
J.P. Morgan Operations Australia Limited(c)
Transfer dates 26 June 2018 to 25 October 2018 inclusive
Holder of voting rights Registered owner
Are there any restrictions
on voting		 No
Scheduled date of return
(if any)		 N/A
Does the borrower have
the right to return early?		 Yes – at notice
Does the lender have the
right to recall early?		 Yes – at notice
Will the securities be
returned on settlement?		 Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.

This is Annexure A of 3 pages referred to in the Form 603 Notice of initial substantial holder signed by me and dated 30/10/2018

Kelly Patterson, Company Secretary

ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD APOGEE FINANCIAL PLANNING LIMITED ARDB PTY LIMITED ASIBOND PTY. LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED BANK OF NEW ZEALAND BLSSA PTY LTD BNZ BRANCH PROPERTIES LTD BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTY INVESTMENTS LTD CHOICE LEND PTY LTD (IN LIQUIDATION) CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EQUITY MANAGEMENT UNIT HOLDINGS (NO.2) PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD FASTLEND PTY LTD (IN LIQUIDATION) FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED (IN LIQUIDATION) FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD (IN LIQUIDATION) GODFREY PEMBROKE LIMITED GWM ADVISER SERVICES LIMITED HICAPS PTY LTD INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED (IN LIQUIDATION) INVIA CUSTODIAN PTY LIMITED

JBWERE (NZ) PTY LTD JBWERE LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD MLC ALLIANCE HOLDINGS PTY LIMITED MLC HOLDINGS LIMITED MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC NOMINEES PTY LTD MLC PROPERTIES PTY. LIMITED MLC WEALTH MANAGEMENT LIMITED MORTGAGE SUPPORT SERVICES PTY LTD (IN LIQUIDATION) MSS MF PTY LTD (IN LIQUIDATION) MSS MFA PTY LTD (IN LIQUIDATION) MUDCHUTE PTY LIMITED NAB ASSET MANAGEMENT LIMITED NAB ASSET MANAGEMENT SERVICES LIMITED NAB EUROPE LIMITED NAB INVESTMENTS LIMITED NAB PROPERTIES AUSTRALIA PTY LIMITED NAB TRUST SERVICES LIMITED NAB VENTURES PTY LIMITED NABCAPITAL LEASING (NO.2) PTY LIMITED NABINVEST (UK) LIMITED NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST UK RE LIMITED NABSECURITIES, LLC NAM NT RAIL PTY LIMITED (IN LIQUIDATION) NATIONAL AMERICAS HOLDINGS LLC NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA CORPORATE SERVICES PTY LIMITED NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA PKI HOLDINGS LLC

NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL HOLDINGS I INC. NATIONAL EQUITIES LIMITED NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE PTE LIMITED NAUTILUS NAB LIMITED NAVIGATOR AUSTRALIA LIMITED NBA PROPERTIES PTY LIMITED NMS NOMINEES PTY LIMITED NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PENNLEY PTY LTD PFS NOMINEES PTY LIMITED PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY LTD (IN LIQUIDATION) PLUM FINANCIAL SERVICES LIMITED PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. TASOVAC PTY LIMITED THE DEEP IN HULL LIMITED VALEWIN PTY. LIMITED WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WM LIFE AUSTRALIA LIMITED

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