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HEALIUS LIMITED — Major Shareholding Notification 2016
Mar 21, 2016
65058_rns_2016-03-21_cda5a2a9-2b4a-4a3a-b5cc-bdec74cde3aa.pdf
Major Shareholding Notification
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No. 0382 P. $\mathbf{1}$
DLA Piper Australia Level 31, Central Park 152-158 St Georges Terrace Perth WA 6000 PO Box 26470 Perth WA 6831 Australia DX 130 Perth
T +61 8 6467 6000 F +61 8 6467 6001 W www.dlapiper.com
FAX
| Tυ | Mr Charles Tilley - Company Secretary | ||||
|---|---|---|---|---|---|
| $\overline{0}$ | Primary Health Care Limited | ||||
| Fax number | $(02)$ 9561 3301 | ||||
| C.C. | ASX Market Announcements | ||||
| Subject | Haitong Group - Substantial holder notice | ||||
| From | DLA Piper Australia | ||||
| Pages | 4, including this page | ||||
| Hard Copy | By courier | ||||
| Our reference | SZF/SZF/376084/1/AUM/1212536892.1 | ||||
| Date | 22 March 2016 |
Please notify us if this communication has been sent to you by mistake.
If it has been, any client legal privilege is not waived or lost and you are not entitled to use it in any way.
Dear Sir
We act for Haitong International Financial Solutions Limited and its associates (Haitong Group)
On behalf of the Haitong Group, we attach a substantial holder notice in accordance with section $671B(1)(b)$ of the Corporations Act 2001 (Cth).
Please advise if you will accept service of any subsequent substantial holder notices by email and, if so, advise us of the relevant email address to which they should be sent.
Yours sincerely
AMBER STANTON Special Counsel DLA PIPER AUSTRALIA
Direct +61 8 6467 6053
DLA Piper Australia is part of DLA Piper, a global law firm, operating through
various separate and distinct legal entitles.
A list of offices and regulatory information can be found at www.dlapiper.com
| 604 | page 1/2 | 15 July 2001 | |
|---|---|---|---|
$\ddot{\phantom{a}}$
Form 604 Corporations Act 2001
Section 6718
| Notice of change of interests of substantial holder | |||||
|---|---|---|---|---|---|
| To Company Name/Scheme | Primary Health Ltd | ||||
| ACN/ARSN | ACN 064 530 516 | ||||
| Details of substantial holder (1) 1. Name ACN/ARSN (if applicable) |
Members) N/A |
Hajtong International Financial Solutions Limited (Hajtong) and the other entities listed in Annexure A (Haltong Group | |||
| There was a change in the interests of the substantiel holder on |
18/03/2016 | ||||
| The previous notice was given to the company on The previous notice was dated |
17/03/2016 17/09/2016 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substant(al holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice ----- |
Present notice | ||
|---|---|---|---|---|
| Person's votes | Voling power (5) | Person a votes | Voting power (5) | |
| Ordinary | 30,147,738 | 15.7821% | 135.408.222 | 16.7906% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant Interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of eacurities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 17/03/16 | a and Haltongl Buy lHaitong IGroup Members |
3958.216 | 260,484 ordinary voting shares |
260.484 | |
| 18/03/2016 | a Haitong Buy Haitong and lGroup Members |
\$18,531,500 | 5,000,000 ordinary ivoting shares |
5,000,000 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voling securities after the change are as follows:
| Holder of | Registered | Person entitled | Nature of | Class and | Person's votes |
|---|---|---|---|---|---|
| relevant | holder of | to be registered | relevant | numbar of | |
| interest | securities | as holder (8) | Interest (6) | securities | |
| Haitong andi Hallong Members |
Group Haltong | Haltong | Relevant interest under Isection 808(1) of the (Corporations Act 2001 (Cth) Voling shares |
35,408,222 ordinary 35,408,222 |
604 page 2/2 15 July 2001
6. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and applicable) |
(if ACN/ARSN |
--- Nature of association |
--- -- . |
|
|---|---|---|---|---|
| — NA |
irva. | —— | ||
| . . | --- | $\sim$ |
6. Addresses
The addresses of persons named in this form are as follows:
| -- Name |
------ Address . ___ |
|---|---|
| As set out in Annexure A | As set out in Annoxure A . ____ |
| COLUMN --------------------------------------- |
Signature

DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and $(1)$ trustee of an equity trust), the names could be included in an ennexure to the form. If the relevant interests of a group of persons are essentially similar,
they may be referred to throughout the form as a specifically na is clearly set out in paragraph 6 of the form.
- See the definition of "relevant interest" in sections 608 and 871B(7) of the Corporations Act 2001. $\left( 3\right)$
- The voling shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If aubsection 671B(4) applies, a copy $(a)$ of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercibe, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- if the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(0)$
- Give details, if appropriate, of the present association and any change in that association since the lest substantial holding notice. $(9)$
See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
ANNEXURE A
Haltong Group Entities
This is Annexure A of 1 page referred to in the ASIC Form 604 - Notice of change of Interests of substantial holder, signed by me and dated 22 March 2016.
$\overline{\phantom{a}}$ DU Jinsong, Director of Haitong
$\overline{a}$
| Gompany | ACN | Address |
|---|---|---|
| Haltong | N/A | 22/F LI Po Chun Chambers 189 Des Voeux Road Central. Hong Kong |
| Haltong International Securities Company Umited | NΛ | 22/F LI Po Chun Chambers 189 Des Voeux Road Central, Hong Kong |
| Haitong International Finance Company Limited | N٨ | 22/F Li Po Chun Chambers 189 Des Voeux Road Central, Hong Kong |
| Haitong International (BVI) Limited | NΛ | 22/F LI Po Chun Chambers 189 Des Voeux Road Central. Hong Kong |
| Haltong International Securities Group Ltd | N/A | 22/F LI Po Chun Chambers 189 Des Voeux Road Central, Hong Kong |
| Haltong International Holdings Limited | ΝA | 22/F Li Po Chun Chambers 189 Des Voeux Road Central, Hong Kong |
| Haltong Innovation Securities investment Co., Lld. |
NA | Haltong Securities Building No. 689 Guangdong Road Shanghal PRC |
| Shanghal Heitong Securities Asset Management Company Ltd. |
N/A | Haltong Securities Building No. 689 Guanodong Road Shanghai PRC |
| HFT Investment Management Co., Ltd. | N/A | Haitong Securities Building No. 689 Guangdong Road Shanghai FRC |
| Haltong-Fortis Private Equity Fund Management Co., Ltd. |
N/A | Haltong Securities Building No. 689 Guangdong Road Shanghal PRC |
| Haltong Futures Co., Ltd. | N/A | Haltong Securities Building No. 689 Guangdong Road Shanghal FRC |
| Haltong Capital Investment Co., Ltd. | N/A | Haltong Securities Building No. 689 Guangdong Road Shanghal PRG |
| Haltong Securities Co Ltd | NIA. | Haltong Securities Building No. 689 Guangdong Road Shanghal PRC |
$\mathbf{r}$