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HEALIUS LIMITED — Major Shareholding Notification 2016
Apr 5, 2016
65058_rns_2016-04-05_c6a0246e-e020-4ec8-abfa-45d870902cc0.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| N/A | ||||
|---|---|---|---|---|
| 05/04/2016 | ||||
| 23/03/2016 | ||||
| 23/03/2016 | ||||
| Members) There was a change in the interests of the The previous notice was given to the company on |
Primary Health Care Limited ACN 064 530 516 |
Haitong International Financial Solutions Limited (Haitong) and the other entities listed in Annexure A (Haitong Group |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary | 45.050.238 | 8.6397% | 52,688,695 | 10.1046% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change $(6)$ |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 22/03/2016 | Haitong and Haitong Group Members |
Buy | \$4,159,578 | 1,112,484 ordinary voting shares |
1,112,484 |
| 23/03/2016 | Haitong and Haitong Group Members |
Buy | \$1,553,678 | 419,981 ordinary voting shares |
419,981 |
| 30/03/2016 | Haitong and Haitong Group Members |
Buy | \$11,394,600 | 3,000,000 ordinary voting shares |
3,000,000 |
| 31/03/2016 | Haitong and Haitong Group Members |
Buy | \$989,855 | 265,000 ordinary voting shares |
265,000 |
| 05/04/2016 | Haitong and Haitong Group Members |
Buy | \$10,646,049 | 2,840,992 ordinary voting shares |
2,840,992 |
Present relevant interests $\overline{4}$ .
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of | Registered | Person entitled | Nature of | Class and | Person's votes |
|---|---|---|---|---|---|
| relevant | holder of | to be registered | relevant | number of | |
| interest | securities | as holder (8) | interest (6) | securities | |
| Haitong andl Haitong Members |
Group Haitong | Haitong | Relevant interest under section 608(1) of the Corporations Act 2001 (Cth) |
52,688,695 ordinary 52,688,695 voting shares |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| (if ACN/ARSN Name and applicable) |
Nature of association --------------------------------------- ----------- |
|---|---|
| N/A _________ |
--------- IN/A ____ |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | . _________ Address |
|
|---|---|---|
| As set out in Annexure A | As set out in Annexure A ----------- ______ |
|
Signature
| print name DU Jinsong | ---------- | capacity | Director of Haitong | |
|---|---|---|---|---|
| sign here | date | 6 April 2016 | ||
| ┳ |
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
$(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy $(a)$ of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
$(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
$(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ANNEXURE A
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Haitong Group Entities
This is Annexure A of 1 page referred to in the ASIC Form 604 - Notice of change of interests of substantial holder, signed by me and dated 23 March 2016.
DU Jinsong, Director of Haitong
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| Company | ACN | Address |
|---|---|---|
| Haitong | N/A | 22/F Li Po Chun Chambers 189 Des Voeux Road Central, |
| Haitong International Securities Company Limited | N/A | Hong Kong 22/F Li Po Chun Chambers 189 Des Voeux Road Central, Hong Kong |
| Haitong International Finance Company Limited | N/A | 22/F Li Po Chun Chambers 189 Des Voeux Road Central, Hong Kong |
| Haitong International (BVI) Limited | N/A | 22/F Li Po Chun Chambers 189 Des Voeux Road Central. Hong Kong |
| Haitong International Securities Group Ltd | N/A | 22/F Li Po Chun Chambers 189 Des Voeux Road Central, Hong Kong |
| Haitong International Holdings Limited | N/A | 22/F Li Po Chun Chambers 189 Des Voeux Road Central, Hong Kong Haitong Securities Building |
| Haitong Innovation Securities investment Co., Ltd. |
N/A | No. 689 Guangdong Road Shanghai PRC |
| Shanghai Haitong Securities Asset Management Company Ltd. |
N/A | Haitong Securities Building No. 689 Guangdong Road Shanghai PRC |
| HFT Investment Management Co., Ltd. | N/A | Haitong Securities Building No. 689 Guangdong Road Shanghai PRC |
| Haitong-Fortis Private Equity Fund Management Co., Ltd. |
N/A | Haitong Securities Building No. 689 Guangdong Road Shanghai PRC |
| Haitong Futures Co., Ltd. | N/A | Haitong Securities Building No. 689 Guangdong Road Shanghai PRC |
| Haitong Capital Investment Co., Ltd. | N/A | Haitong Securities Building No. 689 Guangdong Road Shanghai PRC |
| Haitong Securities Co Ltd | N/A | Haitong Securities Building No. 689 Guangdong Road Shanghai PRC |
And attached organisation chart of Haitong International Securities Group Ltd.
