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HEALIUS LIMITED Major Shareholding Notification 2016

Apr 5, 2016

65058_rns_2016-04-05_c6a0246e-e020-4ec8-abfa-45d870902cc0.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

N/A
05/04/2016
23/03/2016
23/03/2016
Members)
There was a change in the interests of the
The previous notice was given to the company on
Primary Health Care Limited
ACN 064 530 516
Haitong International Financial Solutions Limited (Haitong) and the other entities listed in Annexure A (Haitong Group

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary 45.050.238 8.6397% 52,688,695 10.1046%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change $(6)$
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
22/03/2016 Haitong and Haitong
Group Members
Buy \$4,159,578 1,112,484 ordinary
voting shares
1,112,484
23/03/2016 Haitong and Haitong
Group Members
Buy \$1,553,678 419,981 ordinary
voting shares
419,981
30/03/2016 Haitong and Haitong
Group Members
Buy \$11,394,600 3,000,000 ordinary
voting shares
3,000,000
31/03/2016 Haitong and Haitong
Group Members
Buy \$989,855 265,000 ordinary
voting shares
265,000
05/04/2016 Haitong and Haitong
Group Members
Buy \$10,646,049 2,840,992 ordinary
voting shares
2,840,992

Present relevant interests $\overline{4}$ .

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of Registered Person entitled Nature of Class and Person's votes
relevant holder of to be registered relevant number of
interest securities as holder (8) interest (6) securities
Haitong
andl
Haitong
Members
Group Haitong Haitong Relevant interest under
section 608(1) of the
Corporations Act 2001 (Cth)
52,688,695 ordinary 52,688,695
voting shares

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

(if
ACN/ARSN
Name
and
applicable)
Nature of association
---------------------------------------
-----------
N/A
_________
---------
IN/A
____

6. Addresses

The addresses of persons named in this form are as follows:

Name .
_________
Address
As set out in Annexure A As set out in Annexure A
-----------
______

Signature

print name DU Jinsong ---------- capacity Director of Haitong
sign here date 6 April 2016

DIRECTIONS

If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

$(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.

  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • $(6)$ Include details of:
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy $(a)$ of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

$(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

$(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ANNEXURE A

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Haitong Group Entities

This is Annexure A of 1 page referred to in the ASIC Form 604 - Notice of change of interests of substantial holder, signed by me and dated 23 March 2016.

DU Jinsong, Director of Haitong

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Company ACN Address
Haitong N/A 22/F Li Po Chun Chambers
189 Des Voeux Road Central,
Haitong International Securities Company Limited N/A Hong Kong
22/F Li Po Chun Chambers
189 Des Voeux Road Central,
Hong Kong
Haitong International Finance Company Limited N/A 22/F Li Po Chun Chambers
189 Des Voeux Road Central,
Hong Kong
Haitong International (BVI) Limited N/A 22/F Li Po Chun Chambers
189 Des Voeux Road Central.
Hong Kong
Haitong International Securities Group Ltd N/A 22/F Li Po Chun Chambers
189 Des Voeux Road Central,
Hong Kong
Haitong International Holdings Limited N/A 22/F Li Po Chun Chambers
189 Des Voeux Road Central,
Hong Kong
Haitong Securities Building
Haitong Innovation Securities investment Co.,
Ltd.
N/A No. 689 Guangdong Road
Shanghai
PRC
Shanghai Haitong Securities Asset Management
Company Ltd.
N/A Haitong Securities Building
No. 689 Guangdong Road
Shanghai
PRC
HFT Investment Management Co., Ltd. N/A Haitong Securities Building
No. 689 Guangdong Road
Shanghai
PRC
Haitong-Fortis Private Equity Fund Management
Co., Ltd.
N/A Haitong Securities Building
No. 689 Guangdong Road
Shanghai
PRC
Haitong Futures Co., Ltd. N/A Haitong Securities Building
No. 689 Guangdong Road
Shanghai
PRC
Haitong Capital Investment Co., Ltd. N/A Haitong Securities Building
No. 689 Guangdong Road
Shanghai
PRC
Haitong Securities Co Ltd N/A Haitong Securities Building
No. 689 Guangdong Road
Shanghai
PRC

And attached organisation chart of Haitong International Securities Group Ltd.