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HCW Biologics Inc. Director's Dealing 2021

Jul 19, 2021

35285_dirs_2021-07-19_43d14a44-5b45-4dd9-8e04-537672132370.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: HCW Biologics Inc. (HCWB)
CIK: 0001828673
Period of Report: 2021-07-19

Reporting Person: Medmira Capital Ltd. (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series B Redeemable Preferred Stock $ Common Stock (2857142) Direct
Series C Redeemable Preferred Stock $ Common Stock (730519) Direct

Footnotes

F1: The Series B Redeemable Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.

F2: The Series C Redeemable Preferred Stock is convertible into the issuer's common stock on a one-for-one basis and has no expiration date. It will automatically convert into common stock upon the closing of the issuer's initial public offering.