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HCI Group, Inc. Director's Dealing 2020

May 22, 2020

31530_dirs_2020-05-22_e4940007-6e8b-4df2-91b7-a59954b34367.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HCI Group, Inc. (HCI)
CIK: 0001400810
Period of Report: 2020-05-20

Reporting Person: Saravanos Anthony (Director, Division President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-20 Common Stock F 185 $44.98 Disposed 0 Direct
2020-05-20 Common Stock F 173 $44.98 Disposed 625 Direct
2020-05-20 Common Stock F 205 $44.98 Disposed 1750 Direct
2020-05-20 Common Stock F 211 $44.98 Disposed 2625 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common stock 1200 Indirect
Common stock 1200 Indirect
Common stock 80000 Indirect
Common stock 1200 Indirect
Common Stock 140 Indirect
Common Stock 42596 Direct

Footnotes

F1: The reporting person holds voting and investment power of the 80,000 shares held by HC Investment LLC.

F2: 185 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2020.

F3: 173 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2020.

F4: Restricted stock grant of 2,500 shares effective 6/06/2017: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018, May 20, 2019, May 20, 2020, and May 20, 2021. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2017.

F5: 205 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2020.

F6: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

F7: 211 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2020.

F8: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.