HCI Group, Inc. — Director's Dealing 2019

Nov 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HCI Group, Inc. (HCI)
CIK: 0001400810
Period of Report: 2019-11-12

Reporting Person: Burks Robert Wayne (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-12	Common Stock	P	4400	$44.999	Acquired	4400	Direct
2019-11-13	Common Stock	J	12000	—	Disposed	0	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	100	Direct
Common Stock	593	Direct

Footnotes

F1: The reported price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $44.99 to $45 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: A restricted stock award of 24,000 shares was granted November 12, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, 12,000 were cancelled pursuant to an agreement on March 2, 2016. The remaining 12,000 shares were forfeited on November 13, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F3: Shares held jointly with spouse.

F4: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.