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HCI Group, Inc. Director's Dealing 2019

Nov 14, 2019

31530_dirs_2019-11-14_a330077e-1a01-4316-9816-7133eb4b06a0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HCI Group, Inc. (HCI)
CIK: 0001400810
Period of Report: 2019-11-13

Reporting Person: Macchiarola James J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-13 Common Stock J 12000 Disposed 0 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7500 Direct
Common Stock 593 Direct

Footnotes

F1: A restricted stock award of 24,000 shares was granted November 12, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, 12,000 were cancelled pursuant to an agreement on March 2, 2016. The remaining 12,000 shares were forfeited on November 13, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F2: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.