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HCI Group, Inc. — Director's Dealing 2019
Nov 14, 2019
31530_dirs_2019-11-14_a330077e-1a01-4316-9816-7133eb4b06a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HCI Group, Inc. (HCI)
CIK: 0001400810
Period of Report: 2019-11-13
Reporting Person: Macchiarola James J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-13 | Common Stock | J | 12000 | — | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7500 | Direct |
| Common Stock | 593 | Direct |
Footnotes
F1: A restricted stock award of 24,000 shares was granted November 12, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, 12,000 were cancelled pursuant to an agreement on March 2, 2016. The remaining 12,000 shares were forfeited on November 13, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.
F2: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.