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HBT Financial, Inc. — Director's Dealing 2026
Mar 3, 2026
32419_dirs_2026-03-03_a95cc129-bfa3-47c1-93f3-f2e0ee4acdf2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HBT Financial, Inc. (HBT)
CIK: 0000775215
Period of Report: 2026-02-28
Reporting Person: DRAKE FRED L (Director, Executive Chairman, 10% Owner)
Reporting Person: HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-28 | Common Stock, $0.01 par value | A | 2596 | — | Acquired | 10301 | Direct |
| 2026-02-28 | Common Stock, $0.01 par value | F | 1466 | $26.96 | Disposed | 8835 | Direct |
| 2026-02-28 | Common Stock, $0.01 par value | A | 7830 | — | Acquired | 16665 | Direct |
| 2026-02-28 | Common Stock, $0.01 par value | F | 2322 | $26.96 | Disposed | 14343 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 61557 | Indirect |
| Common Stock, $0.01 par value | 17210400 | Indirect |
Footnotes
F1: The reporting person received 2,596 restricted stock units ("RSUs") under the HBT Financial, Inc. Omnibus Incentive Plan. The RSUs vest in three annual installments, with 33% vesting on February 28, 2027, 33% vesting on February 29, 2028, and 34% vesting on February 28, 2029.
F2: Represents shares withheld to satisfy the tax obligation on vested restricted stock units.
F3: Shares of common stock acquired upon settlement of performance restricted stock unit award granted to the reporting person on February 28, 2023.
F4: Represents shares withheld to satisfy the tax obligation on vested performance restricted stock units.
F5: Consists of shares of common stock held by the Heartland Bancorp, Inc. Voting Trust U/A/D May 4, 2016 (the "Voting Trust"). Mr. Drake is the trustee of the Voting Trust and exercises sole voting and investment control over the common stock held thereby. Mr. Drake may be deemed to be the beneficial owner of securities held by the Voting Trust to the extent that he or his immediate family members are beneficiaries of such trust. Mr. Drake disclaims beneficial ownership of the shares held by the Voting Trust except to the extent of his pecuniary interest therein.