Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

HBT Financial, Inc. Director's Dealing 2021

Feb 8, 2021

32419_dirs_2021-02-08_2a173c44-aca1-40f1-a968-eb17a5ec753f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HBT Financial, Inc. (HBT)
CIK: 0000775215
Period of Report: 2021-02-05

Reporting Person: DRAKE FRED L (N/A)
Reporting Person: HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-05 Common Stock, $0.01 par value P 900 $15.20 Acquired 93670 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value 12000 Direct
Common Stock, $0.01 par value 17210400 Indirect

Footnotes

F1: These shares were acquired in multiple transactions at the price reported herein, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Consists of shares of common stock held by the Heartland Bancorp, Inc. Voting Trust U/A/D May 4, 2016 (the "Voting Trust"). Mr. Drake is the trustee of the Voting Trust and exercises sole voting and investment control over the common stock held thereby. Mr. Drake may be deemed to be the beneficial owner of securities held by the Voting Trust to the extent that he or his immediate family members are beneficiaries of such trust. Mr. Drake disclaims beneficial ownership of the shares held by the Voting Trust except to the extent of his pecuniary interest therein.