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HBT Financial, Inc. — Director's Dealing 2021
Feb 23, 2021
32419_dirs_2021-02-23_10382883-db00-4c8d-8d94-0a4d49197519.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HBT Financial, Inc. (HBT)
CIK: 0000775215
Period of Report: 2021-02-19
Reporting Person: DRAKE ALLEN C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Common Stock, $0.01 per value | A | 550 | — | Acquired | 1100 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 5939880 | Indirect |
| Common Stock, $0.01 par value | 11318 | Indirect |
| Common Stock, $0.01 par value | 200980 | Indirect |
Footnotes
F1: The reporting person received 550 restricted stock units ("RSUs") under the HBT Financial, Inc. Omnibus Incentive Plan. The RSUs fully vest on February 28, 2022.
F2: The reporting person is the trustee of the George E. Drake Inter-Vivos Family Trust (the "Inter-Vivos Trust") and may be deemed to be the beneficial owner of shares held by the Inter-Vivos Trust to the extent that he or his immediate family members are beneficiaries of such trust. The Inter-Vivos Trust's interest in the common stock is represented by trust certificates issued by the Heartland Bancorp, Inc. Voting Trust U/A/D May 4, 2016 (the "Voting Trust"), which are held by the Inter-Vivos Trust. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: The reporting person's interest in the common stock is represented by trust certificates issued by the Voting Trust held by the reporting person.
F4: The reporting person's interest in the common stock is represented by trust certificates issued by the Voting Trust held by the reporting person's spouse. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.