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HBT Financial, Inc. Director's Dealing 2021

Feb 23, 2021

32419_dirs_2021-02-23_ea136b55-5f97-4811-b741-843ee92f97d2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HBT Financial, Inc. (HBT)
CIK: 0000775215
Period of Report: 2021-02-19

Reporting Person: DRAKE FRED L (N/A)
Reporting Person: HEARTLAND BANCORP, INC. VOTING TRUST U/A/D 5/4/2016 (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-19 Common Stock, $0.01 par value A 7428 Acquired 19428 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value 93670 Indirect
Common Stock, $0.01 par value 17210400 Indirect

Footnotes

F1: The reporting person received 7,428 restricted stock units ("RSUs") under the HBT Financial, Inc. Omnibus Incentive Plan. The RSUs vest in three annual installments, with 33% vesting on February 28, 2022, 33% vesting on February 28, 2023, and 34% vesting on February 29, 2024.

F2: Consists of shares of common stock held by the Heartland Bancorp, Inc. Voting Trust U/A/D May 4, 2016 (the "Voting Trust"). Mr. Drake is the trustee of the Voting Trust and exercises sole voting and investment control over the common stock held thereby. Mr. Drake may be deemed to be the beneficial owner of securities held by the Voting Trust to the extent that he or his immediate family members are beneficiaries of such trust. Mr. Drake disclaims beneficial ownership of the shares held by the Voting Trust except to the extent of his pecuniary interest therein.