HAWTHORN RESOURCES LIMITED — Director's Dealing 2018

Oct 17, 2018

Appendix 3Y Change of Director’s Interest Notice

6ule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity HAWTHORN RESOURCES LIMITED ABN 44 009 157 439

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	TYRWHITT, David Stuart
Date of last notice	2 January 2002 (Appendix 3X)

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part

“Refer Annexure “A”

Direct or indirect interest	Refer Annexure “A”
Nature of indirect interest	Refer Annexure “A”
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change	Refer Annexure “A”
No. of securities held prior to change	Refer Annexure “A”
Class	Refer Annexure “A”
Number acquired	Refer Annexure “A”
Number disposed	Refer Annexure “A”
Value/Consideration	Refer Annexure “A”
Note: If consideration is non-cash, provide details and estimated
valuation
No. of securities held after change	Refer Annexure “A”
Nature of change	Refer Annexure “A”
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Refer Annexure “A”
Nature of interest	Refer Annexure “A”
Name of registered holder(if issued securities)	Refer Annexure “A”
Date of change	10 October 2018
No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relation to which theinterest has changed	Refer Annexure “A”
Interest acquired	Refer Annexure “A”
Interest disposed	Not applicable
Value/ConsiderationNote: If consideration is non-cash, provide details and an estimatedvaluation	Refer Annexure “A”
Interest after change	Refer Annexure “A”

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contractsdetailed above traded during a+closed period**where prior written clearance was required? **	No
If so, was prior written clearance provided toallow the trade to proceed during this period?
If prior written clearance was provided, on whatdate was this provided?

h\asx\3y DT 161018

Appendix 3Y Change of Director’s Interest Notice

ANNEXURE “A” [of 2 pages] 16 October 2018

Schedule of Director’s Interest

DIRECTOR: TYRWHITT, DAVID STUART

PRESENT	PREVIOUS	CHANGES
APPENDIX 3Y	APPENDIX 3X
16 10 18	02 01 2002
ASX Code :	ASX Code : HAW
HAW

Director’s interest in issued securities of Hawthorn Resources Limited held in	Director’s interest in issued securities of Hawthorn Resources Limited held in
name of (Dr) David S Tyrwhitt
	120 Barry Street, ROMSEY VIC Australia 3434
(A) Quoted Securities – Ordinary fully paid shares
1	DIRECT
		250,000	nil	250,000
2	TOTAL DIRECTOR’S INTEREST IN SHARES
		250,000	nil	250,000
3	Hawthorn Resources Limited – Number of Shares on Issue
		326,615,613	n.a.	n.a.
4	TOTAL DIRECTORS INTEREST IN SHARES AS A PERCENT	0.076%	nil	……0.076%
(B) Non‐Quoted Securities – Performance Rights
1	DIRECT
	(Dr) David S Tyrwhitt
	Non‐Vested Rights	1,000,000	nil	1,000,000
	TOTAL DIRECTORS INTEREST IN PERFORMANCE RIGHTS	1,000,000	nil	1,000,000
COMMENTS:

Dr Tyrwhitt has an interest in the above Hawthorn Resources Limited issued securities for the following reasons:

• 1 DIRECT

Dr Tyrwhitt has direct beneficial entitlement to the above noted securities of Hawthorn Resources Limited

MOVEMENTS IN ENTITLEMENTS

(A) Quoted Securities – Ordinary fully paid shares
Direct
Balance, per Appendix 3X, 02 January 2002	nil
(A) Acquisitions
Exercise of fully vested Performance Rights 16 October 2018	250,000
Balance, per Appendix 3Y, 16 October 2018	250,000

Appendix 3Y Change of Director’s Interest Notice

(B) Non‐Quoted Securities – Performance Rights

Direct

Balance, per Appendix 3X, 02 January 2002 MovementsAt the 2017 Annual General Meeting of Hawthorn Resources Limited shareholdersheld in November 2017 approval was given for the grant of, in aggregate, a total of1.25 million Performance Rights to Director, Dr D S Tyrwhitt, subject to theachievement of the milestone/vesting events as set out in the Notice of Meeting:(A) Acquisitions on 10 October 2018(a) VESTED‐ of these milestone/vesting events a total of 250,000 Rights related tothe first delivery/sale of gold ore have been achieved and are fullyvested(b) NON‐VESTED– of the remaining Rights(i) 500,000 Rights are related to achievement of Operational targets associatedwith the Anglo Saxon Gold Project;(ii) 500,000 Rights are related to the future discovery of up to an aggregate ofa further 370,000 ounces of JORC compliant gold reserves.(iii) Total of Non‐Vested conditional Rights(c) TOTALPerformance Rights as approved by Shareholders [(a) + (b)]LESS(B) DisposalsFollowing to issue of the above noted Rights Dr Tyrwhitt has given noticeof the exercise of the fully vested Rights on 16 October 2018Balance, per Appendix 3Y, 16 October 2018 Non‐vested Rights	nil 250,000500,000 500,0001,000,000
	1,250,000
	(250,000)
	1,000,000