HAWTHORN RESOURCES LIMITED — Director's Dealing 2017

Sep 25, 2017

Appendix 3Y Change of Director’s Interest Notice

6ule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity HAWTHORN RESOURCES LIMITED ABN 44 009 157 439

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	KERR, Mark Gregory
Date of last notice	5 September 2017 (Appendix 3Y)

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part

“Refer Annexure “A”

Direct or indirect interest	Refer Annexure “A”
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Refer Annexure “A”
Date of change	Refer Annexure “A”
No. of securities held prior to change	Refer Annexure “A”
Class	Refer Annexure “A”
Number acquired	Refer Annexure “A”
Number disposed	Refer Annexure “A”
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Refer Annexure “A”
No. of securities held after change	Refer Annexure “A”
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back	Refer Annexure “A”

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Paradyce Pty Ltd, a company in which Mr M G Kerr is sole Director/Company Secretary and shareholder, is a co- underwriter to the Accelerated Pro Rata Non-Negotiable Rights Issue (“NRRI”) as announced to the ASX on 24 August 2017
Nature of interest	Refer Part 2 – Detail of Contract. N.B. As announced Mr Kerr through Paradyce Pty Ltd has opted to not receive an underwriting commission in his support of the NRRI
Name of registered holder (if issued securities)	Paradyce Pty Ltd
Date of change	18 September 2017
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	Refer Annexure “A”
Interest acquired	Refer Annexure “A”
Interest disposed	Not applicable
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	Refer Annexure “A”
Interest after change	Refer Annexure “A”

Part 3 –[+] Closed period

Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

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Appendix 3Y Change of Director’s Interest Notice

Schedule of Director’s Interest DIRECTOR: KERR, Mark Gregory Director’s interest in issued securities of Think Childcare Limited held in name of: Quoted Ordinary Shares 1 2 DIRECT INDIRECT: – (i) Mark Gregory and Linda Marie Kerr < Lindmark Staff S/F A/C> (ii) Mark Gregory and Linda Marie Kerr < Lindmark Staff Super Fund A/C> (iii) Lindmark Investments Pty Ltd (iv) Berkeley Consultants Pty Ltd (v) Paradyce Pty Ltd All holdings are recorded in the Register of Members with an address at: Level 2, 90 William Street, Melbourne, Vic., 3000. 3 TOTAL DIRECTOR’S INTEREST 4 Hawthorn Resources Limited – Number of Shares on Issue 5 TOTAL DIRECTORS INTEREST IN SHARES AS A PERCENTAGE	ANNEXURE “A” 25 September 2017 PREVIOUS APPENDIX 3Y 05 09 17 ASX Code : TNK PRESENT APPENDIX 3Y 25 09 17 ASX Code : TNK CHANGES nil 2,531,529 1,051,222 783,164 622,662 nil nil 2,531,529 1,051,222 783,164 622,662 3,511,879 nil nil nil nil nil 3,511,879
	4,988,577 8,500,456 3,511,879
	210,920,630 321,265,613 110,344,983
	2.365% 2.646% 0.281%

COMMENT:

Mr Kerr has an interest in the above Hawthorn Resources Limited issued securities for the following reasons:

1 DIRECT

Mr Kerr has no direct entitlement to the above noted securities of Hawthorn Resources Limited

• 2 INDIRECT

In Items 2 (i); (ii) and (iii) above Mr Kerr is a Trustee for the Staff Super Fund Accounts. In Item 2 (iv) and (v) above Mr Kerr is a director and shareholder of both Berkeley Consultants Pty Ltd (iv) and Paradyce Pty Ltd (v). As such has a relevant interest in those capacities in the above stated 8,500,456 fully paid ordinary shares.

Appendix 3Y Change of Director’s Interest Notice

MOVEMENTS IN ENTITLEMENTS –
(Ordinary fully paid shares)
2. INDIRECT
(i) Mark Gregory and Linda Marie Kerr
Balance, per Appendix 3Y, 5 September 2016 Movement – No Change Balance, per Appendix 3Y, 25 September 2017	2,531,529 2,531,529
(ii) Mark Gregory and Linda Marie Kerr < Lindmark Staff Super Fund A/C>
Balance, per Appendix 3Y, 5 September 2016 Movement – No Change Balance, per Appendix 3Y, 25 September 2017	1,051,222 1,051,222
(iii) Lindmark Investments Pty Ltd
Balance, per Appendix 3Y, 5 September 2016 Movement – No Change Balance, per Appendix 3Y, 25 September 2017	783,164 783,164
(iv) Berkeley Consultants Pty Ltd
Balance, per Appendix 3Y, 5 September 2016 Movement – No Change Balance, per Appendix 3Y, 25 September 2017	622,662 622,662
(v) Paradyce Pty Ltd
Balance, per Appendix 3Y, 5 September 2016 Movements– Plusfully paid ordinary shares acquired as participating Underwriter of the Accelerated Pro Rata Non‐Renounceable Rights Issue as announced by Hawthorn Resources Limited on 23 August 2017 and completed on 18 September 2017 at $0.04 a share. Lessshares subject to sub‐underwriting agreements at $0.04 a share. Balance, per Appendix 3Y, 25 September 2017	nil 7,011,879 (3,500,000) 3,511,879