HAWSONS IRON LTD — Major Shareholding Notification 2021

Nov 17, 2021

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Hawsons Iron Ltd (HIO) ACN/ARSN 095 117 981 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

The previous notice was given to the company on The previous notice was dated There was a change in the interests of the substantial holder on	16/11/2021
	19/08/2021
	17/08/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

follows:
Class of securities (4)	Previous notice		Current notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
ORDINARY	78,192,008	10.97%	69,558,371	9.73%

*The % substantial is based on the shares on issue of 715,052,950 as disclosed by the Company on 20-10-2021.

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Consideration (9)	Class and number of securities	Class and number of securities	Class and number of securities
	See Annexure 1
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest	Registered holder of securities		Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
CREDIT SUISSE AG	CS THIRD NOMINEES PTY LIMITED		CREDIT SUISSE AG	HOLDER OF SHARES	69,558,371 ORDINARY	69,558,371

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000

6. Addresses

The addresses of persons named in this form are as follows:

Signature

print name Kenny Ho capacity Company Secretary sign here date 18/11/2021

Annexure 1

Changes in relevant interests

Date	Person whose relevant interest changed	Nature of Change	Consideration given in relation to change	Number of securities affected	Class of securities	Persons votes affected
20/09/2021	Regal Funds Management	Sell	205200.00	2700000	Ordinary	2700000
21/09/2021	Regal Funds Management	Sell	87497.98	1171325	Ordinary	1171325
22/09/2021	Regal Funds Management	Sell	79516.15	1053194	Ordinary	1053194
23/09/2021	Regal Funds Management	Sell	30478.24	380978	Ordinary	380978
23/09/2021	Regal Funds Management	Sell	24120.00	300000	Ordinary	300000
24/09/2021	Regal Funds Management	Sell	65514.22	857516	Ordinary	857516
27/09/2021	Regal Funds Management	Sell	29093.98	370624	Ordinary	370624
16/11/2021	Regal Funds Management	Sell	135900.00	1800000	Ordinary	1800000