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HAWSONS IRON LTD — Major Shareholding Notification 2021
Dec 23, 2021
65053_rns_2021-12-23_62340519-2610-4363-a20d-c596211e1914.pdf
Major Shareholding Notification
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| Form 604 | ||
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| Corporations Act 2001 | ||
| Section 671B | ||
| Notice of change of interests of substantial holder | ||
| To Company Name/Scheme Hawsons Iron Ltd (HIO) |
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| ACN/ARSN 095 117 981 |
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| 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) |
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| ACN/ARSN (if applicable) 107 576 821 |
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| 22/12/2021 There was a change in the interests of the substantial holder on |
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| The previous notice was given to the company on 18/11/2021 |
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| The previous notice was dated 16/11/2021 |
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| 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: |
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| Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) |
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| ORDINARY 69,558,371 9.73% 43,967,172 *6.15% |
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| The % substantial is based on the shares on issue of 715,052,950 as disclosed by the Company on 20-10-2021. 3. Changes in relevant interests* Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: |
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| Class and number of securities Consideration (9) Holder of relevant interest Date of acquisition |
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| See Annexure 1 | ||
| 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
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| Nature of relevant interest (6) Class and number of securities Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) |
Person's votes |
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| HOLDER OF SHARES 43,967,172 ORDINARY CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED CREDIT SUISSE AG |
43,967,172 | |
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
Kenny Ho
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 24/12/2021
Annexure 1
Changes in relevant interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
17/11/2021 Regal Funds Management Sell 7800.00 100000 Ordinary 100000
17/11/2021 Regal Funds Management Sell 18608.67 235255 Ordinary 235255
18/11/2021 Regal Funds Management Sell 21832.97 289562 Ordinary 289562
18/11/2021 Regal Funds Management Sell 190884.60 2545128 Ordinary 2545128
18/11/2021 Regal Funds Management Sell 152200.00 2000000 Ordinary 2000000
24/11/2021 Regal Funds Management Sell 96414.36 918232 Ordinary 918232
25/11/2021 Regal Funds Management Sell 54493.51 542764 Ordinary 542764
22/12/2021 Regal Funds Management Sell 2883855.24 18960258 Ordinary 18960258
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
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