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HAWSONS IRON LTD Major Shareholding Notification 2021

Dec 23, 2021

65053_rns_2021-12-23_62340519-2610-4363-a20d-c596211e1914.pdf

Major Shareholding Notification

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
Hawsons Iron Ltd (HIO)
ACN/ARSN
095 117 981
1. Details of substantial holder (1)
Name
Regal Funds Management Pty Ltd (RFM)
ACN/ARSN (if applicable)
107 576 821
22/12/2021
There was a change in the interests of the substantial
holder on
The previous notice was given to the company on
18/11/2021
The previous notice was dated
16/11/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:
Class of securities (4)
Voting power (5)
Person's votes
Previous notice
Current notice
Person's votes
Voting power (5)
ORDINARY
69,558,371
9.73%
43,967,172
*6.15%
The % substantial is based on the shares on issue of 715,052,950 as disclosed by the Company on 20-10-2021.
3. Changes in relevant interests*
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Class and number of securities
Consideration (9)
Holder of relevant
interest
Date of acquisition
See Annexure 1
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of
relevant
interest (6)
Class and
number of
securities
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as
holder (8)
Person's
votes
HOLDER OF
SHARES
43,967,172
ORDINARY
CREDIT SUISSE AG
CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG
43,967,172

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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
Kenny Ho
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 24/12/2021
Annexure 1
Changes in relevant interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
17/11/2021 Regal Funds Management Sell 7800.00 100000 Ordinary 100000
17/11/2021 Regal Funds Management Sell 18608.67 235255 Ordinary 235255
18/11/2021 Regal Funds Management Sell 21832.97 289562 Ordinary 289562
18/11/2021 Regal Funds Management Sell 190884.60 2545128 Ordinary 2545128
18/11/2021 Regal Funds Management Sell 152200.00 2000000 Ordinary 2000000
24/11/2021 Regal Funds Management Sell 96414.36 918232 Ordinary 918232
25/11/2021 Regal Funds Management Sell 54493.51 542764 Ordinary 542764
22/12/2021 Regal Funds Management Sell 2883855.24 18960258 Ordinary 18960258
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
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