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HAWSONS IRON LTD — Director's Dealing 2012
Mar 14, 2012
65053_rns_2012-03-14_bae7021d-f19c-4319-96b7-1b87a4f78958.pdf
Director's Dealing
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A N N O U N C E M E N T ASX
16 March 2012
ASX Announcements Office, Exchange Centre, 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam,
APPENDIX 3Z and 3Y
The attached documents relate to recent Director resignation’s. These documents are in respect of each of these Directors relinquishment of unlisted shares pursuant to the Employee Share plan Terms and Conditions and their final position at that time.
These documents correct previous versions submitted and show the position as at the time.
We do have a procedure in place for ensuring lodgement of these documents which had been followed but not timely. After a review of the process we are confident that what we have in place is sufficient.
Regards
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Chris Powell Company Secretary
CONNECT WITH US:
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Level 6, 345 Ann St Brisbane Queensland 4000 PO Box 10919, Adelaide Street, Brisbane Queensland 4000 Phone: + 61 7 3220 2022 Fax: + 61 7 3220 1291 [email protected] www.capex.net.au
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We find it, We prove it, We make it possible
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| Name of entity | Carpentaria Exploration Limited |
|---|---|
| ABN | 63 095 117 981 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Michael Peter Chester |
|---|---|
| Date of last notice | 15 August 2011 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
MICJUD Pty Ltd as trustee for the Chester Family Account MICJUD Pty Ltd as trustee for the Chester Super Fund |
| Date of change | 17 August 2011 |
| No. of securities held prior to change | Direct 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2012 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2013 Total indirect: -86,401ordinary shares - 4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Family Account -8,912ordinary shares; and -4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Super Fund -77,489ordinary shares |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Shares.(unlisted) |
|---|---|
| Number acquired | Nil |
| Number disposed | Ordinary Shares (unlisted) 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2012 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2013 |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.48cents |
| No. of securities held after change | Total indirect: -86,401ordinary shares - 4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Family Account -8,912ordinary shares; and -4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Super Fund -77,489ordinary shares |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Relinquished pursuant to the Terms & Conditions of the Carpentaria Exploration Limited Share Plan. |
Part 2 – Change of director’s interests in contracts
| Note: In the case of a company, interests which come within disclosed in thispart. |
paragraph (ii) of the definition of “notifiable interest of a director” should be |
|---|---|
| Detail of contract | N/A |
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Z Final Director’s Interest Notice
Rule 3.19A.3
Appendix 3Z
Final Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001.
| Name of entity | CARPENTARIA EXPLORATION LIMITED |
|---|---|
| ABN | 63 095 117 981 |
We (the entity) give ASX the following information under listing rule 3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of director | Michael Peter CHESTER |
|---|---|
| Date of last notice | 15 August 2011 |
| Date that director ceased to be director | 3 August 2011 |
Part 1 – Director’s relevant interests in securities of which the director is the registered holder In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Total indirect:
- 86,401 ordinary shares - 4,456 Options exercisable at 30 cents expiring 30 June 2010
MICJUD Pty Ltd as trustee for the Chester Family Account - 8,912 ordinary shares; and
- 4,456 Options exercisable at 30 cents expiring 30 June 2010
MICJUD Pty Ltd as trustee for the Chester Super Fund - 77,489 ordinary shares
- See chapter 19 for defined terms.
Appendix 3Z Page 1
11/3/2002
Appendix 3Z Final Director’s Interest Notice
Part 2 – Director’s relevant interests in securities of which the director is not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest Not Applicable |
Number & class of securities Not Applicable |
|---|---|
Part 3 – Director’s interests in contracts
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | Not Applicable |
| Name of registered holder (if issued securities) |
Not Applicable |
| No. and class of securities to which interest relates |
Not Applicable |
- See chapter 19 for defined terms.
Appendix 3Z Page 2
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
| Name of entity | Carpentaria Exploration Limited |
|---|---|
| ABN | 63 095 117 981 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Stanley Allan Macdonald |
|---|---|
| Date of last notice | 28 June 2011 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A |
| Date of change | 17 February 2012 |
| No. of securities held prior to change | 500,000 Ordinary Shares 1,500,000 OrdinaryShares (Unlisted) |
| Class | Ordinary Shares |
| Number acquired | Nil |
| Number disposed | Ordinary Shares (unlisted) 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2012 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2013 |
- See chapter 19 for defined terms.
Appendix 3Y Page 1
11/3/2002
Appendix 3Y Change of Director’s Interest Notice
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.48cents |
|---|---|
| No. of securities held after change | 500,000 ordinary shares |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back |
Relinquished pursuant to the Terms & Conditions of the Carpentaria Exploration Limited Share Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
11/3/2002
Appendix 3Z Final Director’s Interest Notice
Rule 3.19A.3
Appendix 3Z
Final Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/9/2001.
| Name of entity | CARPENTARIA EXPLORATION LIMITED |
|---|---|
| ABN | 63 095 117 981 |
We (the entity) give ASX the following information under listing rule 3.19A.3 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of director | Stanley Allan MACDONALD |
|---|---|
| Date of last notice | 29 June 2011 |
| Date that director ceased to be director | 3 February 2012 |
Part 1 – Director’s relevant interests in securities of which the director is the registered holder In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Number & class of securities
500,000 Ordinary Fully Paid Shares
- See chapter 19 for defined terms.
Appendix 3Z Page 1
11/3/2002
Appendix 3Z Final Director’s Interest Notice
Part 2 – Director’s relevant interests in securities of which the director is not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Name of holder & nature of interest Note: Provide details of the circumstances giving rise to the relevant interest Not Applicable |
Number & class of securities Not Applicable |
|---|---|
Part 3 – Director’s interests in contracts
| Detail of contract | Not Applicable |
|---|---|
| Nature of interest | Not Applicable |
| Name of registered holder (if issued securities) |
Not Applicable |
| No. and class of securities to which interest relates |
Not Applicable |
- See chapter 19 for defined terms.
Appendix 3Z Page 2
11/3/2002