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HAWSONS IRON LTD — Director's Dealing 2011
Jun 28, 2011
65053_rns_2011-06-28_38db0cf9-7dd3-46a2-b6f3-b95e599389f8.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Carpentaria Exploration Limited
ABN 63 095 117 981
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Stuart Nicholas SHEARD |
|---|---|
| Date of last notice | 27 May 2010 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A |
| Date of change | 28 June 2011 |
| No. of securities held prior to change | 400,000 Ordinary Shares 2,000,000 Options exercisable at A$0.15 cents expiring25 November 2012 |
| Class | Ordinary Shares |
| Number acquired | 1,500,000 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.48cents |
| No. of securities held after change | 400,000 Ordinary Shares 750,000 Ordinary Shares issued at $0.48 cents escrowed until 31 May 2012. 750,000 Ordinary Shares issued at $0.48 cents escrowed until 31 May 2013. 2,000,000 Options exercisable at 15 cents expiring 25 November 2012 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
Nature of change Issued pursuant to the Terms & Conditions of Example: on-market trade, off-market trade, exercise of options, the Carpentaria Exploration Limited Share issue of securities under dividend reinvestment plan, participation in buy-back Plan.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
31 May 2011 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Carpentaria Exploration Limited
ABN 63 095 117 981
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Robert William HAIR |
|---|---|
| Date of last notice | 6 July 2010 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect | Indirect | |
|---|---|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Camcove Pty Ltd (ABN 90 010 809 686), a Company associated with Mr Robert William Hair |
||
| Date of change | 28 June 2011 | ||
| No. of securities held prior to change | Direct 30,000 ordinary shares Indirect Nil |
||
| Class | Ordinary Shares | ||
| Number acquired | 1,500,000 | ||
| Number disposed | Nil | ||
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.48cents | ||
| No. of securities held after change | Direct 30,000 Ordinary Shares Indirect 750,000 Ordinary Shares issued at $0.48 cents escrowed until 31 May 2012. 750,000 Ordinary Shares issued at $0.48 cents escrowed until 31 May 2013. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
Nature of change Issued pursuant to the Terms & Conditions of Example: on-market trade, off-market trade, exercise of options, the Carpentaria Exploration Limited Share issue of securities under dividend reinvestment plan, participation in buy-back Plan.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
31 May 2011 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Carpentaria Exploration Limited
ABN 63 095 117 981
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Stanley Allan MACDONALD |
|---|---|
| Date of last notice | 1 July 2010 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
N/A |
| Date of change | 28 June 2011 |
| No. of securities held prior to change | 500,000 Ordinary Shares |
| Class | Ordinary Shares |
| Number acquired | 1,500,000 |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.48cents |
| No. of securities held after change | 500,000 Ordinary Shares 750,000 Ordinary Shares issued at $0.48 cents escrowed until 31 May 2012. 750,000 Ordinary Shares issued at $0.48 cents escrowed until 31 May 2013. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
Nature of change Issued pursuant to the Terms & Conditions of Example: on-market trade, off-market trade, exercise of options, the Carpentaria Exploration Limited Share issue of securities under dividend reinvestment plan, participation in buy-back Plan.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
31 May 2011 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Carpentaria Exploration Limited
ABN 63 095 117 981
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Michael Peter CHESTER |
|---|---|
| Date of last notice | 1 July 2010 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
MICJUD Pty Ltd as trustee for the Chester Family Account MICJUD Pty Ltd as trustee for the Chester Super Fund |
| Date of change | 28 June 2011 |
| No. of securities held prior to change | Total indirect: -86,401ordinary shares - 4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Family Account -8,912ordinary shares; and -4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Super Fund -77,489 ordinaryshares |
| Class | Ordinary Shares |
| Number acquired | 1,500,000 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | Nil |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
$0.48cents |
| No. of securities held after change | Direct 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2012 750,000 Ordinary Shares issued at $0.48cents escrowed until 31 May 2013 Total indirect: -86,401ordinary shares - 4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Family Account -8,912ordinary shares; and -4,456Options exercisable at 30 cents expiring 30 June 2010 MICJUD Pty Ltd as trustee for the Chester Super Fund -77,489ordinary shares |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issued pursuant to the Terms & Conditions of the Carpentaria Exploration Limited Share Plan. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| **Date of change ** | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| **Interest after change ** | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
31 May 2011 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3